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LIPPER U.S. FUND CLASSIFICATIONS
PROPOSED CHANGES TO LIPPER’S U.S. FUND CLASSIFICATION SYSTEM IN 2Q 2011

 

http://www.lipperweb.com/Support/ClassDataChanges.aspx

 

Number

Fund Name

Lipper Fund Number

Lipper Portfolio Number

CUSIP Number

Lipper Symbol

Current Objective

Current Objective Code

New Objective

New Objective Code

Current Classification

Current Classification Code

New Classification

New Classification Code

Universe

Category Code

Current Macro-Classification

New Macro-Classification

Add Attribute

Remove Attribute

1

Absolute Opportunities Fund;Institutional

125685

1114602

34984T642

GMGY

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

2

Absolute Strategies Fund;Institutional

103137

1105451

34984T600

VNDT

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

3

Absolute Strategies Fund;R

103136

1105451

34984T709

MWZS

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

4

Altegris Managed Futures Strategy Fund;A

183651

1119880

66537V351

ZFKW

Commodities Funds

CMD

Absolute Return Funds

ABR

Commodities Funds

CMD

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

5

Altegris Managed Futures Strategy Fund;I

183653

1119880

66537V336

ZFKZ

Commodities Funds

CMD

Absolute Return Funds

ABR

Commodities Funds

CMD

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

6

America First Absolute Return Fund;A

182126

1119337

14887A510

YWHX

Flexible Portfolio Funds

FX

Absolute Return Funds

ABR

Flexible Portfolio Funds

FX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

7

America First Absolute Return Fund;C

182127

1119337

14887A494

YWHY

Flexible Portfolio Funds

FX

Absolute Return Funds

ABR

Flexible Portfolio Funds

FX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

8

America First Absolute Return;I

183563

1119337

14887A478

ZDSZ

Flexible Portfolio Funds

FX

Absolute Return Funds

ABR

Flexible Portfolio Funds

FX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

9

American Independence Absolute Return Bull Bear Bond Fund;A

182448

1119466

26762393

YXCZ

General U.S. Treasury Funds

GUT

Absolute Return Funds

ABR

General U.S. Treasury Funds

GUT

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

10

American Independence Absolute Return Bull Bear Bond Fund;Inst

182447

1119466

26762419

YXCY

General U.S. Treasury Funds

GUT

Absolute Return Funds

ABR

General U.S. Treasury Funds

GUT

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

11

AQR Diversified Arbitrage Fund;I

126436

1115435

00203H602

GRCQ

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

12

AQR Diversified Arbitrage Fund;N

126437

1115435

00203H107

GRCR

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

13

AQR Managed Futures Strategy Fund;I

180941

1119011

00203H859

YSJR

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

14

AQR Managed Futures Strategy Fund;N

180940

1119011

00203H842

YSJQ

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

15

Arrow Alternative Solutions;A

117600

1112438

66537T679

DLGX

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

16

Arrow Alternative Solutions;C

117601

1112438

66537T661

DLGY

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

17

Arrow Managed Futures Trend Fund;A

182874

1119622

66537V526

YZFJ

Commodities Funds

CMD

Absolute Return Funds

ABR

Commodities Funds

CMD

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

18

Arrow Managed Futures Trend Fund;C

182875

1119622

66537V518

YZFK

Commodities Funds

CMD

Absolute Return Funds

ABR

Commodities Funds

CMD

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

19

Aston/New Century Absolute Return ETF Fund;N

119122

1112866

00080Y744

DTSR

Flexible Portfolio Funds

FX

Absolute Return Funds

ABR

Flexible Portfolio Funds

FX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

20

Bandon Isolated Alpha Fixed Inc Fd;C

187264

1122753

66537X779

WFMB

General Bond Funds

GB

Absolute Return Funds

ABR

General Bond Funds

GB

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

21

Bandon Isolated Alpha Fixed Inc Fd;Investor

187262

1122753

66537X753

WDMX

General Bond Funds

GB

Absolute Return Funds

ABR

General Bond Funds

GB

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

22

Bandon Isolated Alpha Fixed Inc Fd;R

187265

1122753

66537X787

WFWB

General Bond Funds

GB

Absolute Return Funds

ABR

General Bond Funds

GB

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

23

Bandon Isolated Alpha Fixed Inc Opp Fd;A

187263

1122753

66537X761

WFBL

General Bond Funds

GB

Absolute Return Funds

ABR

General Bond Funds

GB

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

24

Causeway Global Absolute Return Fund;Inst

187426

1122785

14949P406

B242

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

25

Causeway Global Absolute Return Fund;Investor

187427

1122785

14949P505

B243

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

26

CMG Absolute Return Strategies Fund;A

172657

1116580

66537V104

XHLC

Flexible Portfolio Funds

FX

Absolute Return Funds

ABR

Flexible Portfolio Funds

FX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

27

CMG Absolute Return Strategies Fund;C

172658

1116580

66537V203

XHLG

Flexible Portfolio Funds

FX

Absolute Return Funds

ABR

Flexible Portfolio Funds

FX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

28

Columbia Absolute Return Currency & Income Fund;A

109227

1108113

768914723

MVFR

Currency Funds

CRX

Absolute Return Funds

ABR

Currency Funds

CRX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

29

Columbia Absolute Return Currency & Income Fund;B

109229

1108113

768914715

NLVL

Currency Funds

CRX

Absolute Return Funds

ABR

Currency Funds

CRX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

30

Columbia Absolute Return Currency & Income Fund;C

109230

1108113

768914699

WCZK

Currency Funds

CRX

Absolute Return Funds

ABR

Currency Funds

CRX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

31

Columbia Absolute Return Currency & Income Fund;I

109232

1108113

768914681

PDMD

Currency Funds

CRX

Absolute Return Funds

ABR

Currency Funds

CRX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

32

Columbia Absolute Return Currency & Income Fund;W

112799

1108113

768914616

CFSL

Currency Funds

CRX

Absolute Return Funds

ABR

Currency Funds

CRX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

33

Columbia Absolute Return Currency & Income Fund;Z

186871

1108113

768914269

JTCT

Currency Funds

CRX

Absolute Return Funds

ABR

Currency Funds

CRX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

34

Dreyfus Global Absolute Return Fund;A

118894

1112771

7565369

DSLY

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

35

Dreyfus Global Absolute Return Fund;C

118895

1112771

7565351

DSLZ

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

36

Dreyfus Global Absolute Return Fund;I

118896

1112771

7565344

DSMB

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

37

EAS Genesis Fund;A

123868

1114615

66537T455

FYSM

Growth Funds

G

Absolute Return Funds

ABR

Mixed-Asset Target Alloc Moderate Funds

MTAM

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

38

EAS Genesis Fund;C

123869

1114615

66537T448

FYSN

Growth Funds

G

Absolute Return Funds

ABR

Mixed-Asset Target Alloc Moderate Funds

MTAM

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

39

EAS Genesis Fund;I

123870

1114615

66537T414

FYSP

Growth Funds

G

Absolute Return Funds

ABR

Mixed-Asset Target Alloc Moderate Funds

MTAM

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

40

Eaton Vance Global Macro Absolute Return Fund;A

116373

1004419

277923736

DBXS

Global Income Funds

GLI

Absolute Return Funds

ABR

Global Income Funds

GLI

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

41

Eaton Vance Global Macro Absolute Return Fund;C

180120

1004419

277923488

YQHQ

Global Income Funds

GLI

Absolute Return Funds

ABR

Global Income Funds

GLI

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

42

Eaton Vance Global Macro Absolute Return Fund;I

116374

1004419

277923728

DBXY

Global Income Funds

GLI

Absolute Return Funds

ABR

Global Income Funds

GLI

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

43

Eaton Vance Global Macro Absolute Return Fund;R

182493

1004419

277923314

YXGH

Global Income Funds

GLI

Absolute Return Funds

ABR

Global Income Funds

GLI

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

44

Eaton Vance Multi-Strategy Absolute Return Fund;A

98331

1101925

277923504

PNRJ

Multi-Sector Income Funds

MSI

Absolute Return Funds

ABR

Multi-Sector Income Funds

MSI

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

45

Eaton Vance Multi-Strategy Absolute Return Fund;B

98332

1101925

277923603

HQCM

Multi-Sector Income Funds

MSI

Absolute Return Funds

ABR

Multi-Sector Income Funds

MSI

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

46

Eaton Vance Multi-Strategy Absolute Return Fund;C

98333

1101925

277923702

JGSF

Multi-Sector Income Funds

MSI

Absolute Return Funds

ABR

Multi-Sector Income Funds

MSI

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

47

Eaton Vance Multi-Strategy Absolute Return Fund;I

180114

1101925

277923496

YQHJ

Multi-Sector Income Funds

MSI

Absolute Return Funds

ABR

Multi-Sector Income Funds

MSI

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

48

Eaton Vance Option Absolute Return Strategy Fund;A

186844

1122648

277905295

JCZV

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

49

Eaton Vance Option Absolute Return Strategy Fund;C

186846

1122648

277905287

JDPS

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

50

Eaton Vance Option Absolute Return Strategy Fund;I

186847

1122648

277905279

JFKM

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

51

Federated Market Opportunity Fund; Institutional

116133

1050764

314172453

CZKD

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

52

Federated Market Opportunity Fund;A

61713

1050764

314172743

RKTJ

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

53

Federated Market Opportunity Fund;B

61714

1050764

314172735

KMFL

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

54

Federated Market Opportunity Fund;C

61715

1050764

314172727

CMRK

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

55

Geier Strategic Total Return Fund

186902

1122650

92046L700

KTCJ

Flexible Portfolio Funds

FX

Absolute Return Funds

ABR

Flexible Portfolio Funds

FX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

56

Glenmede Long/Short Portfolio

111736

1109797

378690762

BXMX

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

57

Goldman Sachs Absolute Return Tracker Fund;A

119186

1112897

38145N246

DVCV

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

58

Goldman Sachs Absolute Return Tracker Fund;C

119187

1112897

38145N238

DVCX

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

59

Goldman Sachs Absolute Return Tracker Fund;Institutional

119188

1112897

38145N220

DVCY

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

60

Goldman Sachs Absolute Return Tracker Fund;IR

119677

1112897

38145N113

DYCH

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

61

Goldman Sachs Absolute Return Tracker Fund;R

119676

1112897

38145N121

DYCG

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

62

GRT Absolute Return Fund;Adv

188550

1123190

00766Y521

B3J6

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

63

Hatteras Alpha Hedged Strategies Fund;C

110352

1088293

41902V104

BLVY

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

64

Hatteras Alpha Hedged Strategies Fund;No Load

78268

1088293

41902V401

RHDB

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

65

Hatteras Beta Hedged Strategies Fund;C

110353

1107248

41902V302

BLVZ

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

66

Hatteras Beta Hedged Strategies Fund;No Load

107621

1107248

41902V203

STFD

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

67

iShares Diversified Alternatives Trust

180716

1118923

464294107

YRVK

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

68

Janus Long/Short Fund;A

107579

1107231

47103A435

CWZW

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

69

Janus Long/Short Fund;C

107580

1107231

47103A427

TFKV

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

70

Janus Long/Short Fund;I

107581

1107231

47103A419

DPQV

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

71

Janus Long/Short Fund;R

107583

1107231

47103A393

TVZR

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

72

Janus Long/Short Fund;S

107582

1107231

47103A385

MFVP

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

73

Janus Long/Short Fund;T

176109

1107231

47103A377

YDJB

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

74

JPMorgan Highbridge Statistical Market Neutral Fund;A

105482

1106692

4812A2454

GVGZ

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

75

JPMorgan Highbridge Statistical Market Neutral Fund;C

105483

1106692

4812A2447

HMXH

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

76

JPMorgan Highbridge Statistical Market Neutral Fund;Select

105484

1106692

4812A2439

XSGW

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

77

Merk Absolute Return Currency Fund;Inst

182437

1118010

34984T493

YXCM

Currency Funds

CRX

Absolute Return Funds

ABR

Currency Funds

CRX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

78

Merk Absolute Return Currency Fund;Inv

176365

1118010

34984T592

YDXV

Currency Funds

CRX

Absolute Return Funds

ABR

Currency Funds

CRX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

79

Metropolitan West Strategic Income Fund;I

88940

1096792

592905822

JCGF

Multi-Sector Income Funds

MSI

Absolute Return Funds

ABR

Multi-Sector Income Funds

MSI

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

80

Metropolitan West Strategic Income Fund;M

88941

1096792

592905830

QSJH

Multi-Sector Income Funds

MSI

Absolute Return Funds

ABR

Multi-Sector Income Funds

MSI

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

81

Nakoma Absolute Return Fund

113814

1110591

629842105

CMDB

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

82

Natixis ASG Diversifying Strategies Fund;A

176486

1118058

63872T810

YFGX

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

83

Natixis ASG Diversifying Strategies Fund;C

176487

1118058

63872T794

YFGY

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

84

Natixis ASG Diversifying Strategies Fund;Y

176488

1118058

63872T786

YFGZ

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

85

Natixis ASG Global Alternatives Fund;A

125283

1115080

63872T703

GKDB

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

86

Natixis ASG Global Alternatives Fund;C

125284

1115080

63872T802

GKDF

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

87

Natixis ASG Global Alternatives Fund;Y

125285

1115080

63872T885

GKDH

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

88

Natixis ASG Managed Futures Strategy Fund;A

183815

1119941

63872T745

ZGRD

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

89

Natixis ASG Managed Futures Strategy Fund;C

183816

1119941

63872T737

ZGRH

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

90

Natixis ASG Managed Futures Strategy Fund;Y

183817

1119941

63872T729

ZGRJ

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

91

Natixis Loomis Sayles Absolute Strategies;A

188663

1123236

63872T646

B3N7

Flexible Portfolio Funds

FX

Absolute Return Funds

ABR

Flexible Portfolio Funds

FX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

92

Natixis Loomis Sayles Absolute Strategies;C

188664

1123236

63872T638

B3N8

Flexible Portfolio Funds

FX

Absolute Return Funds

ABR

Flexible Portfolio Funds

FX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

93

Natixis Loomis Sayles Absolute Strategies;Y

188665

1123236

63872T620

B3N9

Flexible Portfolio Funds

FX

Absolute Return Funds

ABR

Flexible Portfolio Funds

FX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

94

Oppenheimer Absolute Return Fund;A

112483

1110124

68379V101

CDHN

Flexible Portfolio Funds

FX

Absolute Return Funds

ABR

Flexible Portfolio Funds

FX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

95

PSI Market Neutral Fund;A

184022

1120030

66537V211

ZHYW

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

96

Putnam Absolute Return 100 Fund;A

126418

1115432

746764448

GQZW

General Bond Funds

GB

Absolute Return Funds

ABR

General Bond Funds

GB

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

97

Putnam Absolute Return 100 Fund;B

126419

1115432

746764430

GQZY

General Bond Funds

GB

Absolute Return Funds

ABR

General Bond Funds

GB

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

98

Putnam Absolute Return 100 Fund;C

126420

1115432

746764422

GRBC

General Bond Funds

GB

Absolute Return Funds

ABR

General Bond Funds

GB

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

99

Putnam Absolute Return 100 Fund;M

126421

1115432

746764414

GRBD

General Bond Funds

GB

Absolute Return Funds

ABR

General Bond Funds

GB

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

100

Putnam Absolute Return 100 Fund;R

126422

1115432

746764398

GRBH

General Bond Funds

GB

Absolute Return Funds

ABR

General Bond Funds

GB

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

101

Putnam Absolute Return 100 Fund;Y

126423

1115432

746764380

GRBM

General Bond Funds

GB

Absolute Return Funds

ABR

General Bond Funds

GB

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

102

Putnam Absolute Return 300 Fund;A

126424

1115433

746764372

GRBR

General Bond Funds

GB

Absolute Return Funds

ABR

General Bond Funds

GB

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

103

Putnam Absolute Return 300 Fund;B

126425

1115433

746764364

GRBV

General Bond Funds

GB

Absolute Return Funds

ABR

General Bond Funds

GB

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

104

Putnam Absolute Return 300 Fund;C

126426

1115433

746764356

GRBW

General Bond Funds

GB

Absolute Return Funds

ABR

General Bond Funds

GB

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

105

Putnam Absolute Return 300 Fund;M

126427

1115433

746764349

GRBY

General Bond Funds

GB

Absolute Return Funds

ABR

General Bond Funds

GB

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

106

Putnam Absolute Return 300 Fund;R

126428

1115433

746764331

GRBZ

General Bond Funds

GB

Absolute Return Funds

ABR

General Bond Funds

GB

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

107

Putnam Absolute Return 300 Fund;Y

126429

1115433

746764323

GRCB

General Bond Funds

GB

Absolute Return Funds

ABR

General Bond Funds

GB

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

108

Putnam Absolute Return 500 Fund;A

126677

1115611

746764703

GSDJ

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

109

Putnam Absolute Return 500 Fund;B

126675

1115611

746764802

GSDB

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

110

Putnam Absolute Return 500 Fund;C

126676

1115611

746764885

GSDH

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

111

Putnam Absolute Return 500 Fund;M

126678

1115611

746764877

GSDM

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

112

Putnam Absolute Return 500 Fund;R

126679

1115611

746764869

GSDN

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

113

Putnam Absolute Return 500 Fund;Y

126680

1115611

746764851

GSDR

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

114

Putnam Absolute Return 700 Fund;A

126430

1115434

746764315

GRCD

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

115

Putnam Absolute Return 700 Fund;B

126431

1115434

746764299

GRCG

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

116

Putnam Absolute Return 700 Fund;C

126432

1115434

746764281

GRCH

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

117

Putnam Absolute Return 700 Fund;M

126433

1115434

746764273

GRCJ

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

118

Putnam Absolute Return 700 Fund;R

126434

1115434

746764265

GRCL

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

119

Putnam Absolute Return 700 Fund;Y

126435

1115434

746764257

GRCN

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

120

Quaker Akros Absolute Strategies Fund;A

105052

1106425

746935162

DKFM

Flexible Portfolio Funds

FX

Absolute Return Funds

ABR

Flexible Portfolio Funds

FX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

121

Quaker Akros Absolute Strategies Fund;C

186214

1106425

746935154

BDXK

Flexible Portfolio Funds

FX

Absolute Return Funds

ABR

Flexible Portfolio Funds

FX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

122

Quaker Akros Absolute Strategies Fund;I

186215

1106425

746935147

BDYQ

Flexible Portfolio Funds

FX

Absolute Return Funds

ABR

Flexible Portfolio Funds

FX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

123

RBB S1 Fund;I

187006

1122670

74925K599

NPLN

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

124

Rydex/SGI Equity Market Neutral Fund;A

171956

1116444

78356A228

XBXM

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

125

Rydex/SGI Equity Market Neutral Fund;C

171957

1116444

78356A210

XBXV

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

126

Rydex/SGI Equity Market Neutral Fund;H

171958

1116444

78356A194

XBXY

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

127

Rydex/SGI Equity Market Neutral Fund;Institutional

182747

1116444

78356A129

YXVY

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

128

Rydex/SGI Managed Futures Strategy Fund;A

114077

1110715

78356A517

CNXH

Commodities Funds

CMD

Absolute Return Funds

ABR

Commodities Funds

CMD

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

129

Rydex/SGI Managed Futures Strategy Fund;C

114078

1110715

78356A525

CNXJ

Commodities Funds

CMD

Absolute Return Funds

ABR

Commodities Funds

CMD

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

130

Rydex/SGI Managed Futures Strategy Fund;H

114079

1110715

78356A491

CNXR

Commodities Funds

CMD

Absolute Return Funds

ABR

Commodities Funds

CMD

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

131

Rydex/SGI Managed Futures Strategy Fund;Y

182414

1110715

78356A160

YXBJ

Commodities Funds

CMD

Absolute Return Funds

ABR

Commodities Funds

CMD

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

132

Rydex/SGI Managed Futures Strategy Fund;Institutional

182748

1110715

78356A145

YXVZ

Commodities Funds

CMD

Absolute Return Funds

ABR

Commodities Funds

CMD

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

133

SEI Institutional Multi-Strategy Alternative Fund;A

182456

1119471

783925167

YXDL

Flexible Portfolio Funds

FX

Absolute Return Funds

ABR

Flexible Portfolio Funds

FX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

134

Transamerica AQR Managed Futures Strategy;I2

186770

1122645

893509299

GLFZ

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Long/Short Equity Funds

LSE

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

135

UBS Absolute Return Bond Fund;A

100208

1102861

90262H312

HTHG

Global Income Funds

GLI

Absolute Return Funds

ABR

Global Income Funds

GLI

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

136

UBS Absolute Return Bond Fund;C

100209

1102861

90262H296

QKMT

Global Income Funds

GLI

Absolute Return Funds

ABR

Global Income Funds

GLI

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

137

UBS Absolute Return Bond Fund;Y

100210

1102861

90262H288

ZBQT

Global Income Funds

GLI

Absolute Return Funds

ABR

Global Income Funds

GLI

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

138

Van Eck Multi-Manager Alternatives Fund;A

127785

1116369

921075479

GYRJ

Flexible Portfolio Funds

FX

Absolute Return Funds

ABR

Flexible Portfolio Funds

FX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

139

Van Eck Multi-Manager Alternatives Fund;I

127786

1116369

921075396

GYRK

Flexible Portfolio Funds

FX

Absolute Return Funds

ABR

Flexible Portfolio Funds

FX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

140

Van Eck Multi-Manager Alternatives Fund;Y

182733

1116369

921075354

YXVG

Flexible Portfolio Funds

FX

Absolute Return Funds

ABR

Flexible Portfolio Funds

FX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

141

WBI Absolute Return Balanced;Institutional

187483

1122807

00768D665

B263

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Mixed-Asset Target Alloc Moderate Funds

MTAM

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

142

WBI Absolute Return Balanced;No Load

187482

1122807

00768D673

B262

Global Flexible Port Funds

GX

Absolute Return Funds

ABR

Mixed-Asset Target Alloc Moderate Funds

MTAM

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

143

WBI Absolute Return Dividend Growth Fund;Institutional

187485

1122808

00768D640

B265

Global Funds

GL

Absolute Return Funds

ABR

Global Multi-Cap Growth

GMLG

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

144

WBI Absolute Return Dividend Growth Fund;No Load

187484

1122808

00768D657

B264

Global Funds

GL

Absolute Return Funds

ABR

Global Multi-Cap Growth

GMLG

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

145

Western Asset Absolute Return Portfolio;FI

111703

1108343

957663693

BXGZ

Flexible Income Funds

FLX

Absolute Return Funds

ABR

Flexible Income Funds

FLX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

146

Western Asset Absolute Return Portfolio;I

109522

1108343

957663719

BDYJ

Flexible Income Funds

FLX

Absolute Return Funds

ABR

Flexible Income Funds

FLX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

147

Western Asset Absolute Return Portfolio;IS

124364

1108343

957663685

GCJW

Flexible Income Funds

FLX

Absolute Return Funds

ABR

Flexible Income Funds

FLX

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

148

WisdomTree Managed Futures Strategy Fund

188672

1123239

97717W125

B3NJ

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Equity Market Neutral Funds

EMN

Absolute Return Funds

ABR

Open-End

1

N/A

N/A

N/A

N/A

149

ALPS/Kotak India Growth Fund;A

188718

1123266

317609451

B3Q6

Emerging Markets Funds

EM

India Region Funds

INR

Emerging Markets Funds

EM

India Region Funds

INR

Open-End

1

N/A

N/A

N/A

N/A

150

ALPS/Kotak India Growth Fund;C

188719

1123266

317609444

B3Q7

Emerging Markets Funds

EM

India Region Funds

INR

Emerging Markets Funds

EM

India Region Funds

INR

Open-End

1

N/A

N/A

N/A

N/A

151

ALPS/Kotak India Growth Fund;I

188720

1123266

317609436

B3Q8

Emerging Markets Funds

EM

India Region Funds

INR

Emerging Markets Funds

EM

India Region Funds

INR

Open-End

1

N/A

N/A

N/A

N/A

152

Direxion India Bear 2X Shares

122036

1113857

25459W375

FNWS

Dedicated Short Bias Funds

DSB

India Region Funds

INR

Dedicated Short Bias Funds

DSB

India Region Funds

INR

Open-End

1

N/A

N/A

N/A

N/A

153

Direxion India Bull 2X Shares

122017

1113838

25459W383

FNTS

Emerging Markets Funds

EM

India Region Funds

INR

Emerging Markets Funds

EM

India Region Funds

INR

Open-End

1

N/A

N/A

N/A

N/A

154

Eaton Vance Greater India Fund;A

11433

1001384

277905501

ZTCX

Emerging Markets Funds

EM

India Region Funds

INR

Emerging Markets Funds

EM

India Region Funds

INR

Open-End

1

N/A

N/A

N/A

N/A

155

Eaton Vance Greater India Fund;B

11309

1001384

277905402

RVJD

Emerging Markets Funds

EM

India Region Funds

INR

Emerging Markets Funds

EM

India Region Funds

INR

Open-End

1

N/A

N/A

N/A

N/A

156

Eaton Vance Greater India Fund;C

112705

1001384

277905592

CFHW

Emerging Markets Funds

EM

India Region Funds

INR

Emerging Markets Funds

EM

India Region Funds

INR

Open-End

1

N/A

N/A

N/A

N/A

157

Eaton Vance Greater India Fund;I

180111

1001384

277905394

YQHD

Emerging Markets Funds

EM

India Region Funds

INR

Emerging Markets Funds

EM

India Region Funds

INR

Open-End

1

N/A

N/A

N/A

N/A

158

EM Capital India Gateway Fund;A

115377

1111339

66537T349

CWHY

Emerging Markets Funds

EM

India Region Funds

INR

Emerging Markets Funds

EM

India Region Funds

INR

Open-End

1

N/A

N/A

N/A

N/A

159

EM Capital India Gateway Fund;I

115376

1111339

66537T323

CWHW

Emerging Markets Funds

EM

India Region Funds

INR

Emerging Markets Funds

EM

India Region Funds

INR

Open-End

1

N/A

N/A

N/A

N/A

160

Emerging Global Shares INDXX India Infrastructure Index

181971

1119272

268461845

YVYD

Industials Funds

ID

India Region Funds

INR

Industrials Funds

ID

India Region Funds

INR

Open-End

1

N/A

N/A

N/A

N/A

161

Emerging Global Shares INDXX India Small Cap Index Fund

181972

1119273

268461811

YVYF

Emerging Markets Funds

EM

India Region Funds

INR

Emerging Markets Funds

EM

India Region Funds

INR

Open-End

1

N/A

N/A

N/A

N/A

162

First Trust ISE Chindia Index Fund

114978

1111094

33733A102

CSXS

Emerging Markets Funds

EM

India Region Funds

INR

Emerging Markets Funds

EM

India Region Funds

INR

Open-End

1

N/A

N/A

N/A

N/A

163

Franklin India Growth Fund;A

124000

1113496

35361F857

FZDP

Emerging Markets Funds

EM

India Region Funds

INR

Emerging Markets Funds

EM

India Region Funds

INR

Open-End

1

N/A

N/A

N/A

N/A

164

Franklin India Growth Fund;Advisor

121041

1113496

35361F832

FGZT

Emerging Markets Funds

EM

India Region Funds

INR

Emerging Markets Funds

EM

India Region Funds

INR

Open-End

1

N/A

N/A

N/A

N/A

165

Franklin India Growth Fund;C

124001

1113496

35361F840

FZDQ

Emerging Markets Funds

EM

India Region Funds

INR

Emerging Markets Funds

EM

India Region Funds

INR

Open-End

1

N/A

N/A

N/A

N/A

166

Greenwich Advisors India Select Fund;A

120571

1113273

39678T105

FCYX

Emerging Markets Funds

EM

India Region Funds

INR

Emerging Markets Funds

EM

India Region Funds

INR

Open-End

1

N/A

N/A

N/A

N/A

167

Greenwich Advisors India Select Fund;C

120572

1113273

39678T204

FCYZ

Emerging Markets Funds

EM

India Region Funds

INR

Emerging Markets Funds

EM

India Region Funds

INR

Open-End

1

N/A

N/A

N/A

N/A

168

Greenwich Advisors India Select Fund;I

120573

1113273

39678T303

FCZB

Emerging Markets Funds

EM

India Region Funds

INR

Emerging Markets Funds

EM

India Region Funds

INR

Open-End

1

N/A

N/A

N/A

N/A

169

iPath Exchange Traded Notes MSCI India Index A

112794

1110306

06739F291

CFSC

Emerging Markets Funds

EM

India Region Funds

INR

Emerging Markets Funds

EM

India Region Funds

INR

Open-End

1

N/A

N/A

N/A

N/A

170

iShares S&P India Nifty 50 Index Fund

120188

1113130

464289529

DZWZ

Emerging Markets Funds

EM

India Region Funds

INR

Emerging Markets Funds

EM

India Region Funds

INR

Open-End

1

N/A

N/A

N/A

N/A

171

JPMorgan India Fund;A

114746

1111012

4812A3593

CRWY

Emerging Markets Funds

EM

India Region Funds

INR

Emerging Markets Funds

EM

India Region Funds

INR

Open-End

1

N/A

N/A

N/A

N/A

172

JPMorgan India Fund;C

114749

1111012

4812A3585

CRXG

Emerging Markets Funds

EM

India Region Funds

INR

Emerging Markets Funds

EM

India Region Funds

INR

Open-End

1

N/A

N/A

N/A

N/A

173

JPMorgan India Fund;Select

114751

1111012

4812A3569

CRXQ

Emerging Markets Funds

EM

India Region Funds

INR

Emerging Markets Funds

EM

India Region Funds

INR

Open-End

1

N/A

N/A

N/A

N/A

174

Market Vectors India Small-Cap Index ETF

184046

1120045

57060U563

ZJDL

Emerging Markets Funds

EM

India Region Funds

INR

Emerging Markets Funds

EM

India Region Funds

INR

Open-End

1

N/A

N/A

N/A

N/A

175

Matthews India Fund;Institutional

187450

1106182

577130768

B24W

Emerging Markets Funds

EM

India Region Funds

INR

Emerging Markets Funds

EM

India Region Funds

INR

Open-End

1

N/A

N/A

N/A

N/A

176

Matthews India Fund;Investor

104366

1106182

577130859

FHTX

Emerging Markets Funds

EM

India Region Funds

INR

Emerging Markets Funds

EM

India Region Funds

INR

Open-End

1

N/A

N/A

N/A

N/A

177

Nomura India Fund;A

126450

1115440

655362705

GRDY

Emerging Markets Funds

EM

India Region Funds

INR

Emerging Markets Funds

EM

India Region Funds

INR

Open-End

1

N/A

N/A

N/A

N/A

178

Nomura India Fund;C

126451

1115440

655362804

GRFB

Emerging Markets Funds

EM

India Region Funds

INR

Emerging Markets Funds

EM

India Region Funds

INR

Open-End

1

N/A

N/A

N/A

N/A

179

Nomura India Fund;I

126452

1115440

655362887

GRFC

Emerging Markets Funds

EM

India Region Funds

INR

Emerging Markets Funds

EM

India Region Funds

INR

Open-End

1

N/A

N/A

N/A

N/A

180

PowerShares India Portfolio

120049

1113125

73935L100

DYZV

Emerging Markets Funds

EM

India Region Funds

INR

Emerging Markets Funds

EM

India Region Funds

INR

Open-End

1

N/A

N/A

N/A

N/A

181

WisdomTree India Earnings Fund

119143

1112873

97717W422

DTXY

Emerging Markets Funds

EM

India Region Funds

INR

Emerging Markets Funds

EM

India Region Funds

INR

Open-End

1

N/A

N/A

N/A

N/A

182

Direxion Daily 20+ Year Treasury Bear 3X Shares

172198

1116485

25459W532

XDMC

Dedicated Short Bias Funds

DSB

Specialty Fixed Income Funds

SFI

Dedicated Short Bias Funds

DSB

Specialty Fixed Income Funds

SFI

Open-End

1

N/A

N/A

N/A

N/A

183

Direxion Daily 20+ Year Treasury Bull 3X Shares

172197

1116484

25459W540

XDLZ

General U.S. Treasury Funds

GUT

Specialty Fixed Income Funds

SFI

General U.S. Treasury Funds

GUT

Specialty Fixed Income Funds

SFI

Open-End

1

N/A

N/A

N/A

N/A

184

Direxion Daily 7-10 Year Treasury Bear 3X Shares

172196

1116483

25459W557

XDLY

Dedicated Short Bias Funds

DSB

Specialty Fixed Income Funds

SFI

Dedicated Short Bias Funds

DSB

Specialty Fixed Income Funds

SFI

Open-End

1

N/A

N/A

N/A

N/A

185

Direxion Daily 7-10 Year Treasury Bull 3X Shares

172195

1116482

25459W565

XDLX

General U.S. Treasury Funds

GUT

Specialty Fixed Income Funds

SFI

General U.S. Treasury Funds

GUT

Specialty Fixed Income Funds

SFI

Open-End

1

N/A

N/A

N/A

N/A

186

Direxion Monthly 10 Year Note Bear 2x Fund;Investor

95218

1100447

254939770

GRDS

Dedicated Short Bias Funds

DSB

Specialty Fixed Income Funds

SFI

Dedicated Short Bias Funds

DSB

Specialty Fixed Income Funds

SFI

Open-End

1

N/A

N/A

N/A

N/A

187

Direxion Monthly 10 Year Note Bull 2x Fund;Investor

98229

1101888

254939689

TNDK

General U.S. Government Fds

GUS

Specialty Fixed Income Funds

SFI

General U.S. Government Fds

GUS

Specialty Fixed Income Funds

SFI

Open-End

1

N/A

N/A

N/A

N/A

188

Direxion Monthly Dollar Bear 2x Fund;Investor

108869

1107862

254939671

SKWL

Dedicated Short Bias Funds

DSB

Specialty Fixed Income Funds

SFI

Dedicated Short Bias Funds

DSB

Specialty Fixed Income Funds

SFI

Open-End

1

N/A

N/A

N/A

N/A

189

Direxion Monthly Dollar Bull 2x Fund;Investor

121623

1113722

254939424

FLKC

Currency Funds

CRX

Specialty Fixed Income Funds

SFI

Currency Funds

CRX

Specialty Fixed Income Funds

SFI

Open-End

1

N/A

N/A

N/A

N/A

190

JPMorgan Double Short US 10 Year Trs Futures ETN

187101

1122704

46634X823

RCNK

Dedicated Short Bias Funds

DSB

Specialty Fixed Income Funds

SFI

Dedicated Short Bias Funds

DSB

Specialty Fixed Income Funds

SFI

Open-End

1

N/A

N/A

N/A

N/A

191

JPMorgan Double Short US Long Bond Trs Futures ETN

187102

1122705

46634X864

RDLH

Dedicated Short Bias Funds

DSB

Specialty Fixed Income Funds

SFI

Dedicated Short Bias Funds

DSB

Specialty Fixed Income Funds

SFI

Open-End

1

N/A

N/A

N/A

N/A

192

Market Vectors-Double Long Euro ETN

121258

1113581

617480272

FJHY

Currency Funds

CRX

Specialty Fixed Income Funds

SFI

Currency Funds

CRX

Specialty Fixed Income Funds

SFI

Open-End

1

N/A

N/A

N/A

N/A

193

Market Vectors-Double Short Euro ETN

121257

1113580

617480280

FJHT

Dedicated Short Bias Funds

DSB

Specialty Fixed Income Funds

SFI

Dedicated Short Bias Funds

DSB

Specialty Fixed Income Funds

SFI

Open-End

1

N/A

N/A

N/A

N/A

194

PowerShares DB 3x Short 25+ Year Treasury Bond ETN

183513

1119829

25154N530

ZDKW

Dedicated Short Bias Funds

DSB

Specialty Fixed Income Funds

SFI

Dedicated Short Bias Funds

DSB

Specialty Fixed Income Funds

SFI

Open-End

1

N/A

N/A

N/A

N/A

195

ProShares Ultra 20+ Year Treasury

181523

1119147

74347R172

YTVS

General U.S. Treasury Funds

GUT

Specialty Fixed Income Funds

SFI

General U.S. Treasury Funds

GUT

Specialty Fixed Income Funds

SFI

Open-End

1

N/A

N/A

N/A

N/A

196

ProShares Ultra 7-10 Year Treasury

181522

1119146

74347R180

YTVR

General U.S. Treasury Funds

GUT

Specialty Fixed Income Funds

SFI

General U.S. Treasury Funds

GUT

Specialty Fixed Income Funds

SFI

Open-End

1

N/A

N/A

N/A

N/A

197

ProShares Ultra Euro

125982

1115277

74347W874

GPCG

Currency Funds

CRX

Specialty Fixed Income Funds

SFI

Currency Funds

CRX

Specialty Fixed Income Funds

SFI

Open-End

1

N/A

N/A

N/A

N/A

198

ProShares Ultra Yen

125984

1115279

74347W866

GPCJ

Currency Funds

CRX

Specialty Fixed Income Funds

SFI

Currency Funds

CRX

Specialty Fixed Income Funds

SFI

Open-End

1

N/A

N/A

N/A

N/A

199

ProShares UltraShort 20+ Year US Treasury ProShares

119536

1112985

74347R297

DXHB

Dedicated Short Bias Funds

DSB

Specialty Fixed Income Funds

SFI

Dedicated Short Bias Funds

DSB

Specialty Fixed Income Funds

SFI

Open-End

1

N/A

N/A

N/A

N/A

200

ProShares UltraShort 7-10 Year US Treasury ProShares

119534

1112983

74347R313

DXGY

Dedicated Short Bias Funds

DSB

Specialty Fixed Income Funds

SFI

Dedicated Short Bias Funds

DSB

Specialty Fixed Income Funds

SFI

Open-End

1

N/A

N/A

N/A

N/A

201

ProShares UltraShort Euro

125983

1115278

74347W882

GPCH

Dedicated Short Bias Funds

DSB

Specialty Fixed Income Funds

SFI

Dedicated Short Bias Funds

DSB

Specialty Fixed Income Funds

SFI

Open-End

1

N/A

N/A

N/A

N/A

202

ProShares UltraShort Yen

125985

1115280

74347W858

GPCL

Dedicated Short Bias Funds

DSB

Specialty Fixed Income Funds

SFI

Dedicated Short Bias Funds

DSB

Specialty Fixed Income Funds

SFI

Open-End

1

N/A

N/A

N/A

N/A

203

Rydex Government Long Bond 1.2x Strategy Fund;A

94313

1009040

78355E460

ZPRP

General U.S. Government Fds

GUS

Specialty Fixed Income Funds

SFI

General U.S. Government Fds

GUS

Specialty Fixed Income Funds

SFI

Open-End

1

N/A

N/A

N/A

N/A

204

Rydex Government Long Bond 1.2x Strategy Fund;Advisor

91632

1009040

78355E767

CZPV

General U.S. Government Fds

GUS

Specialty Fixed Income Funds

SFI

General U.S. Government Fds

GUS

Specialty Fixed Income Funds

SFI

Open-End

1

N/A

N/A

N/A

N/A

205

Rydex Government Long Bond 1.2x Strategy Fund;C

70504

1009040

783554330

XQFG

General U.S. Government Fds

GUS

Specialty Fixed Income Funds

SFI

General U.S. Government Fds

GUS

Specialty Fixed Income Funds

SFI

Open-End

1

N/A

N/A

N/A

N/A

206

Rydex Government Long Bond 1.2x Strategy Fund;Investor

4539

1009040

783554504

DMTP

General U.S. Government Fds

GUS

Specialty Fixed Income Funds

SFI

General U.S. Government Fds

GUS

Specialty Fixed Income Funds

SFI

Open-End

1

N/A

N/A

N/A

N/A

207

Rydex Strengthening Dollar 2x Strategy Fund;A

101000

1103553

78356A608

MNFR

Currency Funds

CRX

Specialty Fixed Income Funds

SFI

Currency Funds

CRX

Specialty Fixed Income Funds

SFI

Open-End

1

N/A

N/A

N/A

N/A

208

Rydex Strengthening Dollar 2x Strategy Fund;C

101001

1103553

78356A707

FNQF

Currency Funds

CRX

Specialty Fixed Income Funds

SFI

Currency Funds

CRX

Specialty Fixed Income Funds

SFI

Open-End

1

N/A

N/A

N/A

N/A

209

Rydex Strengthening Dollar 2x Strategy Fund;H

101002

1103553

78356A806

NDTX

Currency Funds

CRX

Specialty Fixed Income Funds

SFI

Currency Funds

CRX

Specialty Fixed Income Funds

SFI

Open-End

1

N/A

N/A

N/A

N/A

210

Rydex Weakening Dollar 2x Strategy Fund;A

101003

1103554

78356A889

VSXW

Dedicated Short Bias Funds

DSB

Specialty Fixed Income Funds

SFI

Dedicated Short Bias Funds

DSB

Specialty Fixed Income Funds

SFI

Open-End

1

N/A

N/A

N/A

N/A

211

Rydex Weakening Dollar 2x Strategy Fund;C

101004

1103554

78356A871

GFHP

Dedicated Short Bias Funds

DSB

Specialty Fixed Income Funds

SFI

Dedicated Short Bias Funds

DSB

Specialty Fixed Income Funds

SFI

Open-End

1

N/A

N/A

N/A

N/A

212

Rydex Weakening Dollar 2x Strategy Fund;H

101005

1103554

78356A863

NVLF

Dedicated Short Bias Funds

DSB

Specialty Fixed Income Funds

SFI

Dedicated Short Bias Funds

DSB

Specialty Fixed Income Funds

SFI

Open-End

1

N/A

N/A

N/A

N/A

213

Deutsche Bank Agriculture Double Long Exchange Traded Notes

120730

1113340

25154H558

FDSC

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Agriculture Funds

CMA

Open-End

1

N/A

N/A

N/A

N/A

214

Deutsche Bank Agriculture Long Exchange Traded Notes

120732

1113342

25154H533

FDSG

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Agriculture Funds

CMA

Open-End

1

N/A

N/A

N/A

N/A

215

ELEMENTS Exchange Traded Notes MLCX Grains-Total Return

119806

1113043

870297215

DYKS

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Agriculture Funds

CMA

Open-End

1

N/A

N/A

N/A

N/A

216

ELEMENTS Exchange Traded Notes MLCX Livestock Index-Total Return

120721

1113337

22542D605

FDQY

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Agriculture Funds

CMA

Open-End

1

N/A

N/A

N/A

N/A

217

ELEMENTS Exchange Traded Notes Rogers Intl Comm Idx-Agri Tot Ret

118890

1112767

870297603

DSLP

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Agriculture Funds

CMA

Open-End

1

N/A

N/A

N/A

N/A

218

iPath Exchange Traded Notes Dow Jones - UBS Agric TR Sub-Idx;A

115984

1111730

06739H206

CYTN

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Agriculture Funds

CMA

Open-End

1

N/A

N/A

N/A

N/A

219

iPath Exchange Traded Notes Dow Jones - UBS Cocoa TR Sub-Idx;A

122007

1113828

06739H313

FNSJ

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Agriculture Funds

CMA

Open-End

1

N/A

N/A

N/A

N/A

220

iPath Exchange Traded Notes Dow Jones - UBS Coffee TR Sub-Idx;A

122009

1113830

06739H297

FNST

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Agriculture Funds

CMA

Open-End

1

N/A

N/A

N/A

N/A

221

iPath Exchange Traded Notes Dow Jones - UBS Cotton TR Sub-Idx;A

122008

1113829

06739H271

FNSR

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Agriculture Funds

CMA

Open-End

1

N/A

N/A

N/A

N/A

222

iPath Exchange Traded Notes Dow Jones - UBS Grains TR Sub-Idx;A

115985

1111731

06739H305

CYTP

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Agriculture Funds

CMA

Open-End

1

N/A

N/A

N/A

N/A

223

iPath Exchange Traded Notes Dow Jones - UBS Livestock TR Sub-Idx;A

117478

1112374

06739H743

DKRD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Agriculture Funds

CMA

Open-End

1

N/A

N/A

N/A

N/A

224

iPath Exchange Traded Notes Dow Jones - UBS Softs TR Sub-Idx;A

122006

1113827

06739H230

FNSH

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Agriculture Funds

CMA

Open-End

1

N/A

N/A

N/A

N/A

225

iPath Exchange Traded Notes Dow Jones - UBS Sugar TR Sub-Idx;A

122010

1113831

06739H214

FNSW

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Agriculture Funds

CMA

Open-End

1

N/A

N/A

N/A

N/A

226

PowerShares DB Agriculture Fund

113394

1110474

73936B408

CJYQ

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Agriculture Funds

CMA

Open-End

1

N/A

N/A

N/A

N/A

227

Teucrium Corn Fund

183392

1119764

88166A102

ZCLY

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Agriculture Funds

CMA

Open-End

1

N/A

N/A

N/A

N/A

228

UBS E-TRACS Bloomberg CMCI Agriculture Total Ret

121670

1113746

902641760

FLQT

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Agriculture Funds

CMA

Open-End

1

N/A

N/A

N/A

N/A

229

UBS E-TRACS Bloomberg CMCI Food Total Ret

121673

1113749

902641737

FLRK

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Agriculture Funds

CMA

Open-End

1

N/A

N/A

N/A

N/A

230

UBS E-TRACS Bloomberg CMCI Livestock Total Return

121674

1113750

902641828

FLRP

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Agriculture Funds

CMA

Open-End

1

N/A

N/A

N/A

N/A

231

Deutsche Bank Powershares Base Metals Double Long ETN

121936

1113794

25154K841

FNDZ

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Base Metals Funds

CMM

Open-End

1

N/A

N/A

N/A

N/A

232

Deutsche Bank Powershares Base Metals Long ETN

121938

1113796

25154K825

FNFH

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Base Metals Funds

CMM

Open-End

1

N/A

N/A

N/A

N/A

233

ELEMENTS Exchange Traded Notes Rogers Intl Comm Idx-Metals Tot Rtn

118888

1112765

870297405

DSKY

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Base Metals Funds

CMM

Open-End

1

N/A

N/A

N/A

N/A

234

iPath Exchange Traded Notes Dow Jones - UBS Aluminum TR Sub-Idx;A

122011

1113832

06739H321

FNSX

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Base Metals Funds

CMM

Open-End

1

N/A

N/A

N/A

N/A

235

iPath Exchange Traded Notes Dow Jones - UBS Copper TR Sub-Idx;A

115982

1111728

06739F101

CYTL

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Base Metals Funds

CMM

Open-End

1

N/A

N/A

N/A

N/A

236

iPath Exchange Traded Notes Dow Jones - UBS IND MTL TR Sub-Idx;A

117477

1112373

06738G407

DKQZ

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Base Metals Funds

CMM

Open-End

1

N/A

N/A

N/A

N/A

237

iPath Exchange Traded Notes Dow Jones - UBS Lead TR Sub-Idx;A

122012

1113833

06739H263

FNSY

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Base Metals Funds

CMM

Open-End

1

N/A

N/A

N/A

N/A

238

iPath Exchange Traded Notes Dow Jones - UBS Nickel TR Sub-Idx;A

115983

1111729

06739F119

CYTM

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Base Metals Funds

CMM

Open-End

1

N/A

N/A

N/A

N/A

239

iPath Exchange Traded Notes Dow Jones - UBS Tin TR Sub-Idx;A

122013

1113834

06739H198

FNTD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Base Metals Funds

CMM

Open-End

1

N/A

N/A

N/A

N/A

240

PowerShares DB Base Metals Fund

113393

1110473

73936B705

CJYP

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Base Metals Funds

CMM

Open-End

1

N/A

N/A

N/A

N/A

241

UBS E-TRACS Bloomberg CMCI Industrial Metals TR

121671

1113747

902641752

FLQY

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Base Metals Funds

CMM

Open-End

1

N/A

N/A

N/A

N/A

242

Deutsche Bank Powershares Crude Oil Long ETN

121942

1113800

25154K866

FNFX

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Energy Funds

CME

Open-End

1

N/A

N/A

N/A

N/A

243

ELEMENTS Exchange Traded Notes MLCX Biofuels-Total Return

119743

1113025

870297199

DYGP

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Energy Funds

CME

Open-End

1

N/A

N/A

N/A

N/A

244

ELEMENTS Exchange Traded Notes Rogers Intl Comm Idx-Energy Tot Rtn

118889

1112766

870297306

DSLF

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Energy Funds

CME

Open-End

1

N/A

N/A

N/A

N/A

245

iPath Exchange Traded Notes Dow Jones - UBS Energy TR Sub-Idx;A

117479

1112375

06739H750

DKRJ

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Energy Funds

CME

Open-End

1

N/A

N/A

N/A

N/A

246

iPath Exchange Traded Notes Dow Jones - UBS Nat Gas TR Sub-Idx;A

117480

1112377

06739H644

DKRL

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Energy Funds

CME

Open-End

1

N/A

N/A

N/A

N/A

247

iPath Exchange Traded Notes Global Carbon;A

122015

1113836

06739H164

FNTQ

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Energy Funds

CME

Open-End

1

N/A

N/A

N/A

N/A

248

iPath Exchange Traded Notes S&P GSCI Crude Oil Total Return Indx A

110936

1109283

06738C786

BQYH

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Energy Funds

CME

Open-End

1

N/A

N/A

N/A

N/A

249

PowerShares DB Energy Fund

113388

1110468

73936B101

CJYJ

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Energy Funds

CME

Open-End

1

N/A

N/A

N/A

N/A

250

PowerShares DB Oil Fund

113389

1110469

73936B507

CJYK

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Energy Funds

CME

Open-End

1

N/A

N/A

N/A

N/A

251

Teucrium WTI Crude Oil Fund

189385

1123520

88166A300

B4KZ

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Energy Funds

CME

Open-End

1

N/A

N/A

N/A

N/A

252

UBS E-TRACS Bloomberg CMCI Energy Total Return

121672

1113748

902641745

FLRB

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Energy Funds

CME

Open-End

1

N/A

N/A

N/A

N/A

253

United States 12 Month Natural Gas Fund LP

180838

1118972

91288X109

YSCN

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Energy Funds

CME

Open-End

1

N/A

N/A

N/A

N/A

254

United States 12 Month Oil Fund LP

118845

1112741

91288V103

DSGZ

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Energy Funds

CME

Open-End

1

N/A

N/A

N/A

N/A

255

United States Brent Oil Fund LP

183308

1119743

91167Q100

ZBVM

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Energy Funds

CME

Open-End

1

N/A

N/A

N/A

N/A

256

United States Gasoline Fund LP

119855

1113065

91201T102

DYND

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Energy Funds

CME

Open-End

1

N/A

N/A

N/A

N/A

257

United States Heating Oil Fund LP

120619

1113306

91204P107

FDFW

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Energy Funds

CME

Open-End

1

N/A

N/A

N/A

N/A

258

United States Natural Gas Fund LP

114884

1111071

912318102

CSKJ

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Energy Funds

CME

Open-End

1

N/A

N/A

N/A

N/A

259

United States Oil Fund LP

107570

1107229

91232N108

HGCZ

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Energy Funds

CME

Open-End

1

N/A

N/A

N/A

N/A

260

Arrow Commodity Strategy Fund;A

188571

1123194

66537X605

B3JX

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

261

Arrow Commodity Strategy Fund;C

188572

1123194

66537X704

B3JY

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

262

Credit Suisse Commodity Return Strategy Fund;A

98134

1101864

22544R107

CVFG

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

263

Credit Suisse Commodity Return Strategy Fund;C

98135

1101864

22544R206

LMJM

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

264

Credit Suisse Commodity Return Strategy Fund;Common

98136

1101864

22544R305

TCNM

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

265

Deutsche Bank Commodity Double Long ETN

121074

1113521

25154H475

FHFK

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

266

Deutsche Bank Commodity Long ETN

121076

1113523

25154H459

FHFN

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

267

DFA Commodity Strategy Portfolio

187577

1122860

23320G463

B29G

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

268

Direxion Commodity Trends Strategy;C

182038

1113756

254939341

YWCN

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

269

Direxion Commodity Trends Strategy;Institutional

172739

1113756

254939382

XHYC

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

270

Direxion Commodity Trends Strategy;Investor

121680

1113756

254939457

FLSF

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

271

Direxion Monthly Commodity Bull 2x Fund;Investor

98386

1101934

254939655

DNGB

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

272

DWS Enhanced Commodity Strategy Fund;A

98480

1101957

23339C503

JGXP

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

273

DWS Enhanced Commodity Strategy Fund;B

98481

1101957

23339C602

QXCS

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

274

DWS Enhanced Commodity Strategy Fund;C

98482

1101957

23339C701

BJLC

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

275

DWS Enhanced Commodity Strategy Fund;Institutional

98483

1101957

23339C404

JXNL

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

276

DWS Enhanced Commodity Strategy Fund;S

98484

1101957

23339C800

RNTB

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

277

DWS Enhanced Commodity Strategy Fund;M

184038

1101957

23339C727

ZJCK

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

278

Eaton Vance Commodity Strategy Fund;A

182490

1119479

277905345

YXGC

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

279

Eaton Vance Commodity Strategy Fund;C

182491

1119479

277905337

YXGD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

280

Eaton Vance Commodity Strategy Fund;I

182492

1119479

277905329

YXGF

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

281

ELEMENTS Exchange Traded Notes Rogers Intl Comm Idx-Total Return

118891

1112768

870297801

DSLQ

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

282

ELEMENTS Exchange Traded Notes S&P Commodity Trends Indicator - TR

121872

1113790

4042EP602

FMVW

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

283

Equinox Market Neutral Commodity Strategy Fund;A

188854

1123319

29446A108

B3W2

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

284

Equinox Market Neutral Commodity Strategy Fund;C

188855

1123319

29446A207

B3W3

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

285

Equinox Market Neutral Commodity Strategy Fund;I

188856

1123319

29446A306

B3W4

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

286

Fidelity Commodity Strategy Fund

180430

1118777

316146612

YRCD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

287

Fidelity Series Commodity Strategy Fund

180374

1118746

316146638

YQYH

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

288

Fidelity Series Commodity Strategy Fund;F

180375

1118746

316146620

YQYJ

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

289

Financial Investors Jefferies Asset Management Comm Str All Fd;A

183507

1119826

317609675

ZDJW

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

290

Financial Investors Jefferies Asset Management Comm Str All Fd;C

183508

1119826

317609659

ZDJY

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

291

Financial Investors Jefferies Asset Management Comm Str All Fd;I

183509

1119826

317609667

ZDJZ

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

292

Forward Commodity Long/Short Strategy Fund;Institutional

187532

1122830

34986P796

B27T

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

293

Forward Commodity Long/Short Strategy Fund;Investor

187531

1122830

34986P812

B27S

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

294

Forward Commodity Long/Short Strategy Fund;Z

187530

1122830

34986P820

B27R

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

295

Goldman Sachs Commodity Strategy Fund;A

114035

1110707

38143H373

CNQH

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

296

Goldman Sachs Commodity Strategy Fund;C

114036

1110707

38143H365

CNQJ

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

297

Goldman Sachs Commodity Strategy Fund;Institutional

114037

1110707

38143H381

CNQM

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

298

Goldman Sachs Commodity Strategy Fund;IR

118658

1110707

38145N386

DRKZ

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

299

Goldman Sachs Commodity Strategy Fund;R

118657

1110707

38145N394

DRKY

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

300

GreenHaven Continuous Commodity Index Fund

119646

1112994

395258106

DXYZ

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

301

GS Connect Exchange Traded Notes S&P GSCI Enhcd Cmdty TR Str Idx

125258

1115067

38144L852

GJYW

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

302

Harbor Commodity Real Return Strategy Fund;Adm

124904

1114915

411511389

GFVP

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

303

Harbor Commodity Real Return Strategy Fund;Inst

124903

1114915

411511397

GFVN

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

304

Invesco Balanced-Risk Commodity Strategy Fund;A

188463

1123174

00888Y102

B3F3

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

305

Invesco Balanced-Risk Commodity Strategy Fund;B

188464

1123174

00888Y201

B3F4

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

306

Invesco Balanced-Risk Commodity Strategy Fund;C

188465

1123174

00888Y300

B3F5

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

307

Invesco Balanced-Risk Commodity Strategy Fund;Inst

188466

1123174

00888Y607

B3F6

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

308

Invesco Balanced-Risk Commodity Strategy Fund;R

188467

1123174

00888Y409

B3F7

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

309

Invesco Balanced-Risk Commodity Strategy Fund;Y

188468

1123174

00888Y508

B3F8

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

310

Invesco Commodities Strategy Fund;A

121123

1113533

00141V622

FHNM

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

311

Invesco Commodities Strategy Fund;B

180732

1113533

00141V614

YRWF

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

312

Invesco Commodities Strategy Fund;C

121124

1113533

00141V598

FHNP

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

313

Invesco Commodities Strategy Fund;Institutional

183207

1113533

00141V564

YZYX

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

314

Invesco Commodities Strategy Fund;R

121126

1113533

00141V580

FHNT

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

315

Invesco Commodities Strategy Fund;Y

121125

1113533

00141V572

FHNR

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

316

iPath Exchange Traded Notes Dow Jones - UBS Cmmdty Index Tot Ret A

109809

1108557

06738C778

BHBR

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

317

iPath Exchange Traded Notes S&P GSCI Total Return Index A

109820

1108568

06738C794

BHDC

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

318

iShares S&P GSCI Commodity-Indexed Trust

109743

1108500

46428R107

BGRB

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

319

JPMorgan Highbridge Dynamic Commodities Strategy Fund;A

181799

1119224

48121A696

YVMP

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

320

JPMorgan Highbridge Dynamic Commodities Strategy Fund;C

181800

1119224

48121A688

YVMQ

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

321

JPMorgan Highbridge Dynamic Commodities Strategy Fund;R5

187185

1119224

48121L700

TFGD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

322

JPMorgan Highbridge Dynamic Commodities Strategy Fund;Select

181801

1119224

48121A670

YVMR

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

323

MFS Commodity Strategy Fund;A

183273

1119740

55276T859

ZBNY

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

324

MFS Commodity Strategy Fund;I

183276

1119740

55276T842

ZBPH

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

325

Nuveen Diversified Commodity Fund

186974

1122665

67074P104

MSKD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

326

Oppenheimer Commodity Strategy Total Return Fund;A

27136

1003571

68380Y102

FRSR

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

327

Oppenheimer Commodity Strategy Total Return Fund;B

27137

1003571

68380Y201

NHXK

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

328

Oppenheimer Commodity Strategy Total Return Fund;C

27138

1003571

68380Y300

NZND

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

329

Oppenheimer Commodity Strategy Total Return Fund;N

64691

1003571

68380Y508

TBDR

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

330

Oppenheimer Commodity Strategy Total Return Fund;Y

27139

1003571

68380Y409

WPSD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

331

PIMCO CommoditiesPLUS Strategy Fund;A

183154

1119702

72201P159

YZWH

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

332

PIMCO CommoditiesPLUS Strategy Fund;C

183155

1119702

72201P142

YZWJ

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

333

PIMCO CommoditiesPLUS Strategy Fund;D

183156

1119702

72201P134

YZWK

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

334

PIMCO CommoditiesPLUS Strategy Fund;Inst

183159

1119702

72201P175

YZWN

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

335

PIMCO CommoditiesPLUS Strategy Fund;P

183158

1119702

72201P167

YZWM

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

336

PIMCO CommoditiesPLUS Strategy Fund;R

183157

1119702

72201P126

YZWL

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

337

PIMCO CommodityRealReturn Strategy Fund;A

85657

1088831

722005584

MCKF

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

338

PIMCO CommodityRealReturn Strategy Fund;Admn

78905

1088831

722005659

BSKX

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

339

PIMCO CommodityRealReturn Strategy Fund;B

85658

1088831

722005576

TRMH

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

340

PIMCO CommodityRealReturn Strategy Fund;C

85659

1088831

722005568

MSXW

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

341

PIMCO CommodityRealReturn Strategy Fund;D

85660

1088831

722005550

FTKB

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

342

PIMCO CommodityRealReturn Strategy Fund;Institutional

78906

1088831

722005667

KJQG

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

343

PIMCO CommodityRealReturn Strategy Fund;P

121090

1088831

72201M842

FHJB

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

344

PIMCO CommodityRealReturn Strategy Fund;R

182300

1088831

72201P225

YWSP

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

345

PowerShares DB Commodity Index Tracking Fund

107614

1107246

73935S105

QTHK

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

346

Russell Commodity Strategies Fund;A

182482

1119478

782494397

YXFS

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

347

Russell Commodity Strategies Fund;C

182483

1119478

782494389

YXFT

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

348

Russell Commodity Strategies Fund;E

182484

1119478

782494371

YXFV

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

349

Russell Commodity Strategies Fund;S

182485

1119478

782494363

YXFW

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

350

Russell Commodity Strategies Fund;Y

182486

1119478

782494355

YXFX

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

351

Rydex Commodities Strategy Fund;A

100997

1103552

78356A301

LVNK

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

352

Rydex Commodities Strategy Fund;C

100998

1103552

78356A400

TLSK

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

353

Rydex Commodities Strategy Fund;H

100999

1103552

78356A509

DVZV

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

354

Rydex/SGI Long/Short Commodities Strategy Fund;A

171906

1116415

78356A244

XBPG

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

355

Rydex/SGI Long/Short Commodities Strategy Fund;C

171907

1116415

78356A236

XBPQ

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

356

Rydex/SGI Long/Short Commodities Strategy Fund;H

171908

1116415

78356A251

XBPR

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

357

Rydex/SGI Long/Short Commodities Strategy Fund;Institutional

182746

1116415

78356A152

YXVX

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

358

Rydex/SGI Long/Short Commodities Strategy Fund;Y

182413

1116415

78356A178

YXBH

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

359

Transamerica Goldman Sachs Commodity Strategy;I2

115548

1111429

893962696

CXGN

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

360

UBS E-TRACS Bloomberg CMCI Total Return

121669

1113745

902641778

FLQS

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

361

UBS E-TRACS Dow Jones-UBS Commodity Index Total Return

180832

1118970

902641679

YSCG

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

362

United States Commodity Index Fund

189309

1123494

911717106

B4H9

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

363

Van Eck CM Commodity Index Fund;A

187013

1122672

921075313

NWPG

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

364

Van Eck CM Commodity Index Fund;I

187015

1122672

921075297

NXJD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

365

Van Eck CM Commodity Index Fund;Y

187014

1122672

921075289

NXJB

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

366

WorldCommodity Fund

113821

1110597

981555105

CMDW

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities General Funds

CMG

Open-End

1

N/A

N/A

N/A

N/A

367

Deutsche Bank Gold Double Long Exchange Traded Notes

120220

1113138

25154H749

FBDB

Precious Metals Funds

AU

Commodities Funds

CMD

Precious Metals Funds

AU

Commodities Precious Metals Funds

CMP

Open-End

1

N/A

N/A

N/A

N/A

368

ELEMENTS Exchange Traded Notes MLCX Gold Index-Total Return

120722

1113338

22542D209

FDRC

Precious Metals Funds

AU

Commodities Funds

CMD

Precious Metals Funds

AU

Commodities Precious Metals Funds

CMP

Open-End

1

N/A

N/A

N/A

N/A

369

ELEMENTS Exchange Traded Notes MLCX Precious Metals Plus Index-TR

120720

1113336

22542D506

FDQX

Precious Metals Funds

AU

Commodities Funds

CMD

Precious Metals Funds

AU

Commodities Precious Metals Funds

CMP

Open-End

1

N/A

N/A

N/A

N/A

370

ETFS Physical Palladium Shares

181344

1119094

26923A106

YTJV

Precious Metals Funds

AU

Commodities Funds

CMD

Precious Metals Funds

AU

Commodities Precious Metals Funds

CMP

Open-End

1

N/A

N/A

N/A

N/A

371

ETFS Physical Platinum Shares

181343

1119093

26922V101

YTJT

Precious Metals Funds

AU

Commodities Funds

CMD

Precious Metals Funds

AU

Commodities Precious Metals Funds

CMP

Open-End

1

N/A

N/A

N/A

N/A

372

ETFS Physical PM Basket Shares

187554

1122847

26922W109

B28M

Precious Metals Funds

AU

Commodities Funds

CMD

Precious Metals Funds

AU

Commodities Precious Metals Funds

CMP

Open-End

1

N/A

N/A

N/A

N/A

373

ETFS Physical Silver Shares

176446

1118056

26922X107

YFCX

Precious Metals Funds

AU

Commodities Funds

CMD

Precious Metals Funds

AU

Commodities Precious Metals Funds

CMP

Open-End

1

N/A

N/A

N/A

N/A

374

ETFS Physical Swiss Gold Shares

179890

1118620

26922Y105

YPTC

Precious Metals Funds

AU

Commodities Funds

CMD

Precious Metals Funds

AU

Commodities Precious Metals Funds

CMP

Open-End

1

N/A

N/A

N/A

N/A

375

iPath Exchange Traded Notes Dow Jones - UBS Platinum TR Sub-Idx;A

122014

1113835

06739H255

FNTG

Precious Metals Funds

AU

Commodities Funds

CMD

Precious Metals Funds

AU

Commodities Precious Metals Funds

CMP

Open-End

1

N/A

N/A

N/A

N/A

376

iPath Exchange Traded Notes Dow Jones - UBS PrMtls TR Sub-Idx;A

122005

1113826

06739H248

FNRY

Precious Metals Funds

AU

Commodities Funds

CMD

Precious Metals Funds

AU

Commodities Precious Metals Funds

CMP

Open-End

1

N/A

N/A

N/A

N/A

377

iShares Gold Trust

98390

1101936

464285105

MVBC

Precious Metals Funds

AU

Commodities Funds

CMD

Precious Metals Funds

AU

Commodities Precious Metals Funds

CMP

Open-End

1

N/A

N/A

N/A

N/A

378

iShares Silver Trust

107470

1107195

46428Q109

KHVX

Precious Metals Funds

AU

Commodities Funds

CMD

Precious Metals Funds

AU

Commodities Precious Metals Funds

CMP

Open-End

1

N/A

N/A

N/A

N/A

379

PowerShares DB Gold Fund

113391

1110471

73936B606

CJYM

Precious Metals Funds

AU

Commodities Funds

CMD

Precious Metals Funds

AU

Commodities Precious Metals Funds

CMP

Open-End

1

N/A

N/A

N/A

N/A

380

PowerShares DB Precious Metals Fund

113390

1110470

73936B200

CJYL

Precious Metals Funds

AU

Commodities Funds

CMD

Precious Metals Funds

AU

Commodities Precious Metals Funds

CMP

Open-End

1

N/A

N/A

N/A

N/A

381

PowerShares DB Silver Fund

113392

1110472

73936B309

CJYN

Precious Metals Funds

AU

Commodities Funds

CMD

Precious Metals Funds

AU

Commodities Precious Metals Funds

CMP

Open-End

1

N/A

N/A

N/A

N/A

382

SPDR Gold Shares

97677

1101672

78463V107

VPDH

Precious Metals Funds

AU

Commodities Funds

CMD

Precious Metals Funds

AU

Commodities Precious Metals Funds

CMP

Open-End

1

N/A

N/A

N/A

N/A

383

UBS E-TRACS Bloomberg CMCI Gold Total Return

121675

1113751

902641810

FLRT

Precious Metals Funds

AU

Commodities Funds

CMD

Precious Metals Funds

AU

Commodities Precious Metals Funds

CMP

Open-End

1

N/A

N/A

N/A

N/A

384

UBS E-TRACS Bloomberg CMCI Long Platinum Total Ret

121677

1113753

902641786

FLSB

Precious Metals Funds

AU

Commodities Funds

CMD

Precious Metals Funds

AU

Commodities Precious Metals Funds

CMP

Open-End

1

N/A

N/A

N/A

N/A

385

UBS E-TRACS Bloomberg CMCI Silver Total Return

121676

1113752

902641794

FLRY

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Precious Metals Funds

CMP

Open-End

1

N/A

N/A

N/A

N/A

386

Deutsche Bank Agriculture Double Short Exchange Traded Notes

120729

1113339

25154H566

FDSB

Dedicated Short Bias Funds

DSB

Commodities Funds

CMD

Dedicated Short Bias Funds

DSB

Commodities Specialty Funds

CMS

Open-End

1

N/A

N/A

N/A

N/A

387

Deutsche Bank Agriculture Short Exchange Traded Notes

120731

1113341

25154H541

FDSD

Dedicated Short Bias Funds

DSB

Commodities Funds

CMD

Dedicated Short Bias Funds

DSB

Commodities Specialty Funds

CMS

Open-End

1

N/A

N/A

N/A

N/A

388

Deutsche Bank Commodity Double Short ETN

121075

1113522

25154H483

FHFL

Dedicated Short Bias Funds

DSB

Commodities Funds

CMD

Dedicated Short Bias Funds

DSB

Commodities Specialty Funds

CMS

Open-End

1

N/A

N/A

N/A

N/A

389

Deutsche Bank Commodity Short ETN

121077

1113524

25154H467

FHFP

Dedicated Short Bias Funds

DSB

Commodities Funds

CMD

Dedicated Short Bias Funds

DSB

Commodities Specialty Funds

CMS

Open-End

1

N/A

N/A

N/A

N/A

390

Deutsche Bank Gold Double Short Exchange Traded Notes

120219

1113137

25154H756

FBCY

Dedicated Short Bias Funds

DSB

Commodities Funds

CMD

Dedicated Short Bias Funds

DSB

Commodities Specialty Funds

CMS

Open-End

1

N/A

N/A

N/A

N/A

391

Deutsche Bank Gold Short Exchange Traded Notes

120221

1113139

25154H731

FBDL

Dedicated Short Bias Funds

DSB

Commodities Funds

CMD

Dedicated Short Bias Funds

DSB

Commodities Specialty Funds

CMS

Open-End

1

N/A

N/A

N/A

N/A

392

Deutsche Bank Powershares Base Metals Double Short ETN

121937

1113795

25154K858

FNFB

Dedicated Short Bias Funds

DSB

Commodities Funds

CMD

Dedicated Short Bias Funds

DSB

Commodities Specialty Funds

CMS

Open-End

1

N/A

N/A

N/A

N/A

393

Deutsche Bank Powershares Base Metals Short ETN

121939

1113797

25154K833

FNFN

Dedicated Short Bias Funds

DSB

Commodities Funds

CMD

Dedicated Short Bias Funds

DSB

Commodities Specialty Funds

CMS

Open-End

1

N/A

N/A

N/A

N/A

394

Deutsche Bank Powershares Crude Oil Double Short ETN

121941

1113799

25154K809

FNFS

Dedicated Short Bias Funds

DSB

Commodities Funds

CMD

Dedicated Short Bias Funds

DSB

Commodities Specialty Funds

CMS

Open-End

1

N/A

N/A

N/A

N/A

395

Deutsche Bank Powershares Crude Oil Short ETN

121943

1113801

25154K874

FNFY

Dedicated Short Bias Funds

DSB

Commodities Funds

CMD

Dedicated Short Bias Funds

DSB

Commodities Specialty Funds

CMS

Open-End

1

N/A

N/A

N/A

N/A

396

Direxion Daily Natural Gas Related Bear 2X Shares

183641

1119872

25459W219

ZFGY

Dedicated Short Bias Funds

DSB

Commodities Funds

CMD

Dedicated Short Bias Funds

DSB

Commodities Specialty Funds

CMS

Open-End

1

N/A

N/A

N/A

N/A

397

PIMCO CommoditiesPLUS Short Strategy Fund;A

187040

1119703

72201W881

PSLK

Dedicated Short Bias Funds

DSB

Commodities Funds

CMD

Dedicated Short Bias Funds

DSB

Commodities Specialty Funds

CMS

Open-End

1

N/A

N/A

N/A

N/A

398

PIMCO CommoditiesPLUS Short Strategy Fund;C

187042

1119703

72201W873

PTSD

Dedicated Short Bias Funds

DSB

Commodities Funds

CMD

Dedicated Short Bias Funds

DSB

Commodities Specialty Funds

CMS

Open-End

1

N/A

N/A

N/A

N/A

399

PIMCO CommoditiesPLUS Short Strategy Fund;D

183163

1119703

72201P183

YZWS

Dedicated Short Bias Funds

DSB

Commodities Funds

CMD

Dedicated Short Bias Funds

DSB

Commodities Specialty Funds

CMS

Open-End

1

N/A

N/A

N/A

N/A

400

PIMCO CommoditiesPLUS Short Strategy Fund;Inst

183161

1119703

72201P217

YZWQ

Dedicated Short Bias Funds

DSB

Commodities Funds

CMD

Dedicated Short Bias Funds

DSB

Commodities Specialty Funds

CMS

Open-End

1

N/A

N/A

N/A

N/A

401

PIMCO CommoditiesPLUS Short Strategy Fund;P

183164

1119703

72201P191

YZWT

Dedicated Short Bias Funds

DSB

Commodities Funds

CMD

Dedicated Short Bias Funds

DSB

Commodities Specialty Funds

CMS

Open-End

1

N/A

N/A

N/A

N/A

402

ProShares UltraShort DJ-UBS Commodity

125976

1115271

74347W205

GPBM

Dedicated Short Bias Funds

DSB

Commodities Funds

CMD

Dedicated Short Bias Funds

DSB

Commodities Specialty Funds

CMS

Open-End

1

N/A

N/A

N/A

N/A

403

ProShares UltraShort DJ-UBS Crude Oil

125986

1115281

74347W809

GPCN

Dedicated Short Bias Funds

DSB

Commodities Funds

CMD

Dedicated Short Bias Funds

DSB

Commodities Specialty Funds

CMS

Open-End

1

N/A

N/A

N/A

N/A

404

ProShares UltraShort Gold

125979

1115274

74347W718

GPBY

Dedicated Short Bias Funds

DSB

Commodities Funds

CMD

Dedicated Short Bias Funds

DSB

Commodities Specialty Funds

CMS

Open-End

1

N/A

N/A

N/A

N/A

405

ProShares UltraShort Silver

125981

1115276

74347W726

GPCD

Dedicated Short Bias Funds

DSB

Commodities Funds

CMD

Dedicated Short Bias Funds

DSB

Commodities Specialty Funds

CMS

Open-End

1

N/A

N/A

N/A

N/A

406

UBS E-TRACS Short Platinum CMCI Excess Return

121678

1113754

902641729

FLSC

Dedicated Short Bias Funds

DSB

Commodities Funds

CMD

Dedicated Short Bias Funds

DSB

Commodities Specialty Funds

CMS

Open-End

1

N/A

N/A

N/A

N/A

407

United States Short Oil Fund LP

180036

1118680

912613205

YQCL

Dedicated Short Bias Funds

DSB

Commodities Funds

CMD

Dedicated Short Bias Funds

DSB

Commodities Specialty Funds

CMS

Open-End

1

N/A

N/A

N/A

N/A

408

ProShares Ultra DJ-UBS Commodity

125975

1115270

74347W106

GPBK

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Specialty Funds

CMS

Open-End

1

N/A

N/A

N/A

N/A

409

ProShares Ultra DJ-UBS Crude Oil

125977

1115272

74347W502

GPBN

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Funds

CMD

Commodities Specialty Funds

CMS

Open-End

1

N/A

N/A

N/A

N/A

410

ProShares Ultra Gold

125978

1115273

74347W601

GPBW

Precious Metals Funds

AU

Commodities Funds

CMD

Precious Metals Funds

AU

Commodities Specialty Funds

CMS

Open-End

1

N/A

N/A

N/A

N/A

411

ProShares Ultra Silver

125980

1115275

74347W841

GPCB

Precious Metals Funds

AU

Commodities Funds

CMD

Precious Metals Funds

AU

Commodities Specialty Funds

CMS

Open-End

1

N/A

N/A

N/A

N/A

412

John Hancock Global Agribusiness Fund;A

126330

1115407

47804A270

GQRG

Commodities Funds

CMD

Specialty and Miscellaneous Funds

S

Commodities Funds

CMD

Specialty and Miscellaneous Funds

S

Open-End

1

N/A

N/A

N/A

N/A

413

John Hancock Global Agribusiness Fund;I

126333

1115407

47804A262

GQRV

Commodities Funds

CMD

Specialty and Miscellaneous Funds

S

Commodities Funds

CMD

Specialty and Miscellaneous Funds

S

Open-End

1

N/A

N/A

N/A

N/A

414

Market Vectors Agribusiness ETF

116852

1112184

57060U605

DGBJ

Commodities Funds

CMD

Specialty and Miscellaneous Funds

S

Commodities Funds

CMD

Specialty and Miscellaneous Funds

S

Open-End

1

N/A

N/A

N/A

N/A

415

PowerShares Global Agriculture Portfolio

123248

1114271

73936Q702

FVZY

Commodities Funds

CMD

Specialty and Miscellaneous Funds

S

Commodities Funds

CMD

Specialty and Miscellaneous Funds

S

Open-End

1

N/A

N/A

N/A

N/A

416

Barclays ETN + Long B Leveraged S&P 500 Total Return Index ETN

180926

1119006

06740H674

YSHX

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

417

Barclays ETN + Long C Leveraged S&P 500 Total Return Index ETN

180927

1119007

06740H666

YSHY

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

418

Direxion BRIC Bull 2X Shares

122050

1113871

25459W367

FNYH

Emerging Markets Funds

EM

Equity Leverage Funds

DL

Emerging Markets Funds

EM

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

419

Direxion China Bull 3X Shares

122051

1113872

25459W771

FNYJ

China Region Funds

CH

Equity Leverage Funds

DL

China Region Funds

CH

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

420

Direxion Daily Natural Gas Related Bull 2X Shares

183640

1119871

25459W227

ZFGM

Natural Resources Funds

NR

Equity Leverage Funds

DL

Natural Resources Funds

NR

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

421

Direxion Daily Retail Bull 2X Shares

183638

1119869

25459W417

ZFDY

Consumer Services Funds

CS

Equity Leverage Funds

DL

Consumer Services Funds

CS

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

422

Direxion Developed Markets Bull 3X Shares

122048

1113869

25459W789

FNYF

International Funds

IF

Equity Leverage Funds

DL

International Large-Cap Growth

ILCG

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

423

Direxion Emerging Markets Bull 3X Shares

122049

1113870

25459W300

FNYG

Emerging Markets Funds

EM

Equity Leverage Funds

DL

Emerging Markets Funds

EM

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

424

Direxion Energy Bull 3X Shares

122020

1113841

25459W888

FNTY

Natural Resources Funds

NR

Equity Leverage Funds

DL

Natural Resources Funds

NR

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

425

Direxion Financial Bull 3X Shares

122021

1113842

25459W516

FNTZ

Financial Services Funds

FS

Equity Leverage Funds

DL

Financial Services Funds

FS

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

426

Direxion Large Cap Bull 3X Shares

122027

1113848

25459W862

FNVM

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

427

Direxion Latin America Bull 3X Shares

122018

1113839

25459W698

FNTW

Latin American Funds

LT

Equity Leverage Funds

DL

Latin American Funds

LT

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

428

Direxion Mid Cap Bull 3X Shares

122038

1113859

25459W730

FNWX

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

429

Direxion Monthly China Bull 2x Fund;Investor

118486

1112624

254939515

DQTG

China Region Funds

CH

Equity Leverage Funds

DL

China Region Funds

CH

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

430

Direxion Monthly Developed Markets Bull 2x Fund;Investor

106415

1106991

254939614

RZFN

International Funds

IF

Equity Leverage Funds

DL

International Multi-Cap Core

IMLC

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

431

Direxion Monthly Emerging Markets Bull 2x Fund;Investor

105152

1106502

254939630

JWPX

Emerging Markets Funds

EM

Equity Leverage Funds

DL

Emerging Markets Funds

EM

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

432

Direxion Monthly Latin America Bull 2x Fund;Investor

108052

1107374

254939507

MDPN

Latin American Funds

LT

Equity Leverage Funds

DL

Latin American Funds

LT

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

433

Direxion Monthly NASDAQ-100 Bull 2x Fund;Investor

108046

1107368

254939200

RTWH

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

434

Direxion Monthly S&P 500 Bull 2x Fund;Investor

108048

1107370

254939705

KVHX

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

435

Direxion Monthly Small Cap Bull 2x Fund;Investor

41027

1026400

254939838

VSZD

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

436

Direxion Real Estate Bull 3X Shares

122022

1113843

25459W755

FNVB

Real Estate Funds

RE

Equity Leverage Funds

DL

Real Estate Funds

RE

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

437

Direxion Semiconductor Bull 3X Shares

182265

1119374

25459W458

YWQW

Science & Technology Funds

TK

Equity Leverage Funds

DL

Science & Technology Funds

TK

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

438

Direxion Small Cap Bull 3X Shares

122046

1113867

25459W847

FNYC

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

439

Direxion Technology Bull 3X Shares

126148

1115351

25459W102

GPVP

Science & Technology Funds

TK

Equity Leverage Funds

DL

Science & Technology Funds

TK

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

440

ProFunds Basic Materials UltraSector ProFund;Investor

59908

1033762

743185514

MVKN

Basic Materials Funds

BM

Equity Leverage Funds

DL

Basic Materials Funds

BM

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

441

ProFunds Basic Materials UltraSector ProFund;Service

59909

1033762

743185498

VLPM

Basic Materials Funds

BM

Equity Leverage Funds

DL

Basic Materials Funds

BM

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

442

ProFunds Biotechnology UltraSector ProFund;Investor

57275

1033953

743185480

GVLV

Global Health/Biotechnology Funds

GH

Equity Leverage Funds

DL

Global Health/Biotechnology Funds

GH

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

443

ProFunds Biotechnology UltraSector ProFund;Service

57276

1033953

743185472

XCVK

Global Health/Biotechnology Funds

GH

Equity Leverage Funds

DL

Global Health/Biotechnology Funds

GH

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

444

ProFunds Consumer Goods UltraSector ProFund;Investor

59912

1033766

743185464

WDGH

Consumer Goods Funds

CG

Equity Leverage Funds

DL

Consumer Goods Funds

CG

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

445

ProFunds Consumer Goods UltraSector ProFund;Service

59914

1033766

743185456

PDRB

Consumer Goods Funds

CG

Equity Leverage Funds

DL

Consumer Goods Funds

CG

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

446

ProFunds Consumer Services UltraSector ProFund;Investor

59910

1033764

743185332

FVTN

Consumer Services Funds

CS

Equity Leverage Funds

DL

Consumer Services Funds

CS

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

447

ProFunds Consumer Services UltraSector ProFund;Service

59911

1033764

743185324

NMBJ

Consumer Services Funds

CS

Equity Leverage Funds

DL

Consumer Services Funds

CS

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

448

ProFunds Financials UltraSector ProFund;Investor

57280

1033951

743185399

ZLBX

Financial Services Funds

FS

Equity Leverage Funds

DL

Financial Services Funds

FS

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

449

ProFunds Financials UltraSector ProFund;Service

57282

1033951

743185381

JVJQ

Financial Services Funds

FS

Equity Leverage Funds

DL

Financial Services Funds

FS

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

450

ProFunds Health Care UltraSector ProFund;Investor

57284

1033950

743185373

KMXT

Health/Biotechnology Funds

H

Equity Leverage Funds

DL

Health/Biotechnology Funds

H

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

451

ProFunds Health Care UltraSector ProFund;Service

57285

1033950

743185365

CNKV

Health/Biotechnology Funds

H

Equity Leverage Funds

DL

Health/Biotechnology Funds

H

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

452

ProFunds Industrials UltraSector ProFund;Investor

71937

1083435

743185225

FJHM

Industrials Funds

ID

Equity Leverage Funds

DL

Industrials Funds

ID

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

453

ProFunds Industrials UltraSector ProFund;Service

71938

1083435

743185217

VNRQ

Industrials Funds

ID

Equity Leverage Funds

DL

Industrials Funds

ID

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

454

ProFunds Internet UltraSector ProFund;Investor

57287

1033949

743185357

DGBD

Science & Technology Funds

TK

Equity Leverage Funds

DL

Science & Technology Funds

TK

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

455

ProFunds Internet UltraSector ProFund;Service

57286

1033949

743185340

LDQD

Science & Technology Funds

TK

Equity Leverage Funds

DL

Science & Technology Funds

TK

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

456

ProFunds Mobile Telecommunications UltraSector ProFund;Investor

57299

1033942

743185282

QGLT

Telecommunication Funds

TL

Equity Leverage Funds

DL

Telecommunication Funds

TL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

457

ProFunds Mobile Telecommunications UltraSector ProFund;Service

57300

1033942

743185274

XVNV

Telecommunication Funds

TL

Equity Leverage Funds

DL

Telecommunication Funds

TL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

458

ProFunds Oil & Gas UltraSector ProFund;Investor

57277

1033952

743185175

HNDF

Global Natural Resources Funds

GNR

Equity Leverage Funds

DL

Global Natural Resources Funds

GNR

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

459

ProFunds Oil & Gas UltraSector ProFund;Service

57279

1033952

743185167

QTWK

Global Natural Resources Funds

GNR

Equity Leverage Funds

DL

Global Natural Resources Funds

GNR

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

460

ProFunds Oil Equipment Services & Distribution UltraSector;Inv

108911

1107890

74318Q708

PHZT

Global Natural Resources Funds

GNR

Equity Leverage Funds

DL

Global Natural Resources Funds

GNR

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

461

ProFunds Oil Equipment Services & Distribution UltraSector;Svc

108912

1107890

74318Q807

GVDF

Global Natural Resources Funds

GNR

Equity Leverage Funds

DL

Global Natural Resources Funds

GNR

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

462

ProFunds Pharmaceuticals UltraSector ProFund;Investor

57288

1033948

743185423

LVFL

Health/Biotechnology Funds

H

Equity Leverage Funds

DL

Health/Biotechnology Funds

H

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

463

ProFunds Pharmaceuticals UltraSector ProFund;Service

57289

1033948

743185415

TLJM

Health/Biotechnology Funds

H

Equity Leverage Funds

DL

Health/Biotechnology Funds

H

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

464

ProFunds Precious Metals UltraSector ProFund;Investor

59915

1033769

743185316

PXJV

Gold Oriented Funds

AU

Equity Leverage Funds

DL

Gold Oriented Funds

AU

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

465

ProFunds Precious Metals UltraSector ProFund;Service

59917

1033769

743185290

QNXZ

Gold Oriented Funds

AU

Equity Leverage Funds

DL

Gold Oriented Funds

AU

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

466

ProFunds Real Estate UltraSector ProFund;Investor

57290

1033947

743185530

DVPX

Real Estate Funds

RE

Equity Leverage Funds

DL

Real Estate Funds

RE

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

467

ProFunds Real Estate UltraSector ProFund;Service

56428

1033947

743185522

PXMQ

Real Estate Funds

RE

Equity Leverage Funds

DL

Real Estate Funds

RE

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

468

ProFunds Semiconductor UltraSector ProFund;Investor

57291

1033946

743185449

FNGH

Science & Technology Funds

TK

Equity Leverage Funds

DL

Science & Technology Funds

TK

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

469

ProFunds Semiconductor UltraSector ProFund;Service

57292

1033946

743185431

NDLW

Science & Technology Funds

TK

Equity Leverage Funds

DL

Science & Technology Funds

TK

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

470

ProFunds Technology UltraSector ProFund;Investor

57293

1033945

743185266

VSNX

Science & Technology Funds

TK

Equity Leverage Funds

DL

Science & Technology Funds

TK

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

471

ProFunds Technology UltraSector ProFund;Service

57294

1033945

743185258

GDWN

Science & Technology Funds

TK

Equity Leverage Funds

DL

Science & Technology Funds

TK

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

472

ProFunds Telecommunications UltraSector ProFund;Investor

57295

1033944

743185241

WLGF

Telecommunication Funds

TL

Equity Leverage Funds

DL

Telecommunication Funds

TL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

473

ProFunds Telecommunications UltraSector ProFund;Service

57296

1033944

743185233

GXNX

Telecommunication Funds

TL

Equity Leverage Funds

DL

Telecommunication Funds

TL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

474

ProFunds UltraBull ProFund;Investor

32607

1004480

743185803

BQZV

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

475

ProFunds UltraBull ProFund;Service

32608

1004480

743185209

KHFG

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

476

Profunds UltraChina ProFund;Investor

118823

1112726

74318W846

DSFL

China Region Funds

CH

Equity Leverage Funds

DL

China Region Funds

CH

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

477

Profunds UltraChina ProFund;Service

118824

1112726

74318X745

DSFN

China Region Funds

CH

Equity Leverage Funds

DL

China Region Funds

CH

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

478

ProFunds UltraDow 30 ProFund;Investor

78002

1088054

74318A539

NKBK

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

479

ProFunds UltraDow 30 ProFund;Service

78003

1088054

74318A521

WBGK

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

480

ProFunds UltraEmerging Markets ProFund;Investor

107938

1107344

74318X869

FVKJ

Emerging Markets Funds

EM

Equity Leverage Funds

DL

Emerging Markets Funds

EM

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

481

ProFunds UltraEmerging Markets ProFund;Service

107939

1107344

74318X851

NLQC

Emerging Markets Funds

EM

Equity Leverage Funds

DL

Emerging Markets Funds

EM

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

482

ProFunds UltraInternational ProFund;Investor

107936

1107343

74318X703

MTZG

International Funds

IF

Equity Leverage Funds

DL

International Large-Cap Growth

ILCG

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

483

ProFunds UltraInternational ProFund;Service

107937

1107343

74318X802

VLDH

International Funds

IF

Equity Leverage Funds

DL

International Large-Cap Growth

ILCG

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

484

ProFunds UltraJapan ProFund;Investor

57753

1032723

743185696

BDXP

Japanese Funds

JA

Equity Leverage Funds

DL

Japanese Funds

JA

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

485

ProFunds UltraJapan ProFund;Service

57754

1032723

743185639

JTCZ

Japanese Funds

JA

Equity Leverage Funds

DL

Japanese Funds

JA

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

486

ProFunds UltraLatin America;Investor

117481

1112378

74318X752

DKRT

Latin American Funds

LT

Equity Leverage Funds

DL

Latin American Funds

LT

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

487

ProFunds UltraLatin America;Service

117482

1112378

74318X786

DKRY

Latin American Funds

LT

Equity Leverage Funds

DL

Latin American Funds

LT

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

488

ProFunds UltraMid-Cap ProFund;Investor

51816

1032119

743185720

CGWF

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

489

ProFunds UltraMid-Cap ProFund;Service

53147

1032119

743185654

RHJN

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

490

ProFunds UltraNASDAQ-100 ProFund;Investor

32613

1004481

743185860

DQWF

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

491

ProFunds UltraNASDAQ-100 ProFund;Service

32614

1004481

743185506

MHCB

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

492

ProFunds UltraSmall-Cap ProFund;Investor

51813

1032188

743185746

ZTDN

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

493

ProFunds UltraSmall-Cap ProFund;Service

51815

1032188

743185670

RVNT

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

494

ProFunds Utilities UltraSector ProFund;Investor

57297

1033943

743185191

XFXP

Utility Funds

UT

Equity Leverage Funds

DL

Utility Funds

UT

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

495

ProFunds Utilities UltraSector ProFund;Service

57298

1033943

743185183

HQFR

Utility Funds

UT

Equity Leverage Funds

DL

Utility Funds

UT

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

496

ProShares Ultra Basic Materials ProShares

111493

1109675

74347R776

BVYS

Basic Materials Funds

BM

Equity Leverage Funds

DL

Basic Materials Funds

BM

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

497

ProShares Ultra Consumer Goods ProShares

111496

1109678

74347R768

BVYW

Consumer Goods Funds

CG

Equity Leverage Funds

DL

Consumer Goods Funds

CG

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

498

ProShares Ultra Consumer Services ProShares

111500

1109681

74347R750

BVZC

Consumer Services Funds

CS

Equity Leverage Funds

DL

Consumer Services Funds

CS

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

499

ProShares Ultra Dow 30 ProShares

108890

1107876

74347R305

TWGC

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

500

ProShares Ultra Financials ProShares

111501

1109683

74347X633

BVZH

Financial Services Funds

FS

Equity Leverage Funds

DL

Financial Services Funds

FS

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

501

ProShares Ultra FTSE/Xinhua China 25 ProShares

120309

1113185

74347X880

FBSV

China Region Funds

CH

Equity Leverage Funds

DL

China Region Funds

CH

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

502

ProShares Ultra Health Care ProShares

111502

1109684

74347R735

BVZL

Health/Biotechnology Funds

H

Equity Leverage Funds

DL

Health/Biotechnology Funds

H

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

503

ProShares Ultra Industrials ProShares

111505

1109686

74347R727

BVZY

Industrials Funds

ID

Equity Leverage Funds

DL

Industrials Funds

ID

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

504

ProShares Ultra KBW Regional Banking ProShares

182666

1119557

74347X484

YXQX

Financial Services Funds

FS

Equity Leverage Funds

DL

Financial Services Funds

FS

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

505

ProShares Ultra MidCap400 ProShares

108893

1107879

74347R404

VMVS

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

506

ProShares Ultra MSCI Brazil ProShares

182668

1119559

74347X542

YXQZ

Latin American Funds

LT

Equity Leverage Funds

DL

Latin American Funds

LT

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

507

ProShares Ultra MSCI EAFE ProShares

120306

1113182

74347X500

FBSF

International Funds

IF

Equity Leverage Funds

DL

International Multi-Cap Core

IMLC

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

508

ProShares Ultra MSCI Emg Mkts ProShares

120307

1113183

74347X302

FBSM

Emerging Markets Funds

EM

Equity Leverage Funds

DL

Emerging Markets Funds

EM

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

509

ProShares Ultra MSCI Europe ProShares

182670

1119561

74347X526

YXRC

European Region Funds

EU

Equity Leverage Funds

DL

European Region Funds

EU

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

510

ProShares Ultra MSCI Japan ProShares

120308

1113184

74347X708

FBST

Japanese Funds

JA

Equity Leverage Funds

DL

Japanese Funds

JA

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

511

ProShares Ultra MSCI Mexico Investable Market ProShares

182671

1119562

74347X518

YXRD

Latin American Funds

LT

Equity Leverage Funds

DL

Latin American Funds

LT

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

512

ProShares Ultra MSCI Pacific ex-Japan ProShares

182669

1119560

74347X534

YXRB

Pacific Ex Japan Funds

XJ

Equity Leverage Funds

DL

Pacific Ex Japan Funds

XJ

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

513

ProShares Ultra Nasdaq Biotech ProShares

182521

1119494

74347R214

YXHR

Science & Technology Funds

TK

Equity Leverage Funds

DL

Science & Technology Funds

TK

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

514

ProShares Ultra Oil & Gas ProShares

111506

1109687

74347R719

BWBH

Natural Resources Funds

NR

Equity Leverage Funds

DL

Natural Resources Funds

NR

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

515

ProShares Ultra QQQ ProShares

108889

1107875

74347R206

LPLF

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

516

ProShares Ultra Real Estate ProShares

111503

1109682

74347X625

BVZT

Real Estate Funds

RE

Equity Leverage Funds

DL

Real Estate Funds

RE

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

517

ProShares Ultra Russell MidCap Growth ProShares

113927

1110658

74347R511

CMXL

Mid-Cap Funds

MC

Equity Leverage Funds

DL

Mid-Cap Growth Funds

MCGE

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

518

ProShares Ultra Russell MidCap Value ProShares

113929

1110660

74347R495

CMXP

Mid-Cap Funds

MC

Equity Leverage Funds

DL

Mid-Cap Value Funds

MCVE

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

519

ProShares Ultra Russell1000 Growth ProShares

113923

1110654

74347R537

CMWY

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

520

ProShares Ultra Russell1000 Value ProShares

113925

1110656

74347R529

CMXF

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

521

ProShares Ultra Russell2000 Growth ProShares

113931

1110662

74347R487

CMXV

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

522

ProShares Ultra Russell2000 ProShares

111458

1109647

74347R842

BVSY

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

523

ProShares Ultra Russell2000 Value ProShares

113933

1110664

74347R479

CMYB

Small-Cap Funds

SG

Equity Leverage Funds

DL

Small-Cap Core Funds

SCCE

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

524

ProShares Ultra Russell3000 Fund ProShares

120304

1113180

74347X104

FBRY

Growth Funds

G

Equity Leverage Funds

DL

Multi-Cap Core Funds

MLCE

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

525

ProShares Ultra S&P 500 ProShares

108888

1107874

74347R107

CXGL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

526

ProShares Ultra Semiconductors ProShares

111499

1109680

74347R669

BVZB

Science & Technology Funds

TK

Equity Leverage Funds

DL

Science & Technology Funds

TK

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

527

ProShares Ultra SmallCap600 ProShares

111486

1109667

74347R818

BVYK

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

528

ProShares Ultra Technology ProShares

111498

1109679

74347R693

BVYZ

Science & Technology Funds

TK

Equity Leverage Funds

DL

Science & Technology Funds

TK

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

529

ProShares Ultra Telecommunications ProShares

111497

1109677

74347R263

BVYX

Telecommunication Funds

TL

Equity Leverage Funds

DL

Telecommunication Funds

TL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

530

ProShares Ultra Utilities ProShares

111494

1109674

74347R685

BVYT

Utility Funds

UT

Equity Leverage Funds

DL

Utility Funds

UT

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

531

ProShares UltraPro  Dow30 ProShares

126003

1115293

74347X823

GPFH

Growth Funds

G

Equity Leverage Funds

DL

Large-Cap Core Funds

LCCE

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

532

ProShares UltraPro MidCap400 ProShares

126005

1115295

74347X815

GPFK

Growth Funds

G

Equity Leverage Funds

DL

Mid-Cap Core Funds

MCCE

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

533

ProShares UltraPro QQQ ProShares

181909

1119260

74347X831

YVTB

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

534

ProShares UltraPro Russell2000 ProShares

126006

1115296

74347X799

GPFL

Small-Cap Funds

SG

Equity Leverage Funds

DL

Small-Cap Core Funds

SCCE

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

535

ProShares UltraPro S&P 500 ProShares

176112

1117924

74347X864

YDJF

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

536

Rydex 2x S&P 500 ETF

112666

1110227

78355W783

CFCG

Capital Appreciation Funds

CA

Equity Leverage Funds

DL

Large-Cap Core Funds

LCCE

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

537

Rydex Dow 2x Strategy Fund;A

96955

1099710

78355Y888

DSFH

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

538

Rydex Dow 2x Strategy Fund;C

94176

1099710

78355Y102

GWSK

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

539

Rydex Dow 2x Strategy Fund;H

94177

1099710

78355Y201

PMZB

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

540

Rydex Japan 2x Strategy Fund;A

119740

1113024

78356A368

DYGL

Japanese Funds

JA

Equity Leverage Funds

DL

Japanese Funds

JA

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

541

Rydex Japan 2x Strategy Fund;C

119741

1113024

78356A335

DYGM

Japanese Funds

JA

Equity Leverage Funds

DL

Japanese Funds

JA

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

542

Rydex Japan 2x Strategy Fund;H

119742

1113024

78356A293

DYGN

Japanese Funds

JA

Equity Leverage Funds

DL

Japanese Funds

JA

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

543

Rydex Mid-Cap 1.5x Strategy Fund;A

94307

1084874

78355E486

HBDM

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

544

Rydex Mid-Cap 1.5x Strategy Fund;C

78719

1084874

78355E700

KBDP

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

545

Rydex Mid-Cap 1.5x Strategy Fund;H

73651

1084874

78355E882

SHKV

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

546

Rydex NASDAQ-100 2x Strategy Fund;A

96969

1032531

78355Y706

CNHD

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

547

Rydex NASDAQ-100 2x Strategy Fund;C

66708

1032531

78355E403

ZMSG

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

548

Rydex NASDAQ-100 2x Strategy Fund;H

54531

1032531

783554413

QHVM

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

549

Rydex Nova Fund;A

94309

1007767

78355E452

HRSH

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

550

Rydex Nova Fund;Advisor

38471

1007767

783554546

PNWX

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

551

Rydex Nova Fund;C

70499

1007767

783554371

VNFW

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

552

Rydex Nova Fund;Investor

2190

1007767

783554108

ZCHT

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

553

Rydex Russell 2000 1.5x Strategy Fund;A

94308

1034519

78355E478

XHMD

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

554

Rydex Russell 2000 1.5x Strategy Fund;C

70503

1034519

78355E601

HKVN

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

555

Rydex Russell 2000 1.5x Strategy Fund;H

77851

1034519

783554389

DJHN

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

556

Rydex Russell 2000 2x Strategy Fund;A

108827

1107851

78356A756

SFRK

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

557

Rydex Russell 2000 2x Strategy Fund;C

108828

1107851

78356A749

CPXR

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

558

Rydex Russell 2000 2x Strategy Fund;H

108829

1107851

78356A731

LGDP

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

559

Rydex S&P 500 2x Strategy Fund;A

96966

1032532

78355Y508

JVFX

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

560

Rydex S&P 500 2x Strategy Fund;C

66707

1032532

78355E209

QWMS

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

561

Rydex S&P 500 2x Strategy Fund;H

54529

1032532

783554439

XHKV

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Diversified Leverage Funds

DL

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

562

UBS E-TRACS 2x Leveraged Long Alerian MLP Infrastructure Index

183608

1119864

902664200

ZDYZ

Natural Resources Funds

NR

Equity Leverage Funds

DL

Natural Resources Funds

NR

Equity Leverage Funds

DL

Open-End

1

N/A

N/A

N/A

N/A

563

AllianceBernstein National Municipal Income Fund

74590

1085542

01864U106

ZLVB

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

564

American Municipal Income Portfolio Inc

1618

1007482

27649102

BCJQ

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

565

BlackRock Investment Quality Municipal Income Trust

997

1007213

09247B109

JLNJ

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

566

BlackRock Investment Quality Municipal Trust Inc

3458

1008738

09247D105

BGFG

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

567

BlackRock Long-Term Municipal Advantage Trust

107601

1107242

09250B103

DBFC

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

568

BlackRock Municipal 2018 Term Trust

72747

1084126

09248C106

PDBC

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

569

BlackRock Municipal 2020 Term Trust

92062

1098564

09249X109

GMSW

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

570

BlackRock Municipal Bond Investment Trust

76250

1086589

09249K107

KWQN

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

571

BlackRock Municipal Bond Trust

77434

1087594

09249H104

ZHJK

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

572

BlackRock Municipal Income Investment Quality Trust

82954

1091959

09250G102

GTBQ

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

573

BlackRock Municipal Income Investment Trust

69673

1081410

09248H105

DCPL

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

574

BlackRock Municipal Income Quality Trust

82952

1091957

92479104

FZDL

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

575

BlackRock Municipal Income Trust

69674

1081411

09248F109

LSRT

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

576

BlackRock Municipal Income Trust II

78691

1088649

09249N101

GDLV

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

577

BlackRock MuniEnhanced Fund

3014

1008387

09253Y100

HRJR

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

578

BlackRock MuniHoldings Fund

25899

1016513

09253N104

NFTX

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

579

BlackRock MuniHoldings Fund II

33611

1021260

09253P109

GBTW

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

580

BlackRock MuniHoldings Investment Quality Fund

30567

1019352

09254P108

MKZF

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

581

BlackRock MuniHoldings Quality Fund II, Inc

40985

1026359

09254C107

NQBK

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

582

BlackRock MuniHoldings Quality Fund, Inc

34682

1021749

09254A101

WHXW

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

583

BlackRock MuniVest Fund

2886

1008270

09253R105

KFJC

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

584

BlackRock MuniVest Fund II

3528

1008763

09253T101

BQKG

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

585

BlackRock MuniYield Fund

3309

1008636

09253W104

NCFT

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

586

BlackRock MuniYield Investment Fund

3328

1008654

09254R104

BQHG

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

587

BlackRock MuniYield Investment Quality Fund

3434

1008720

09254T100

HPSJ

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

588

BlackRock MuniYield Quality Fund

3392

1008686

09254F100

TSCL

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

589

BlackRock MuniYield Quality Fund II

3407

1008699

09254G108

JPHN

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

590

BlackRock MuniYield Quality Fund III, Inc

3333

1008659

9.25E+106

MLNB

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

591

BlackRock Strategic Municipal Trust

43908

1028415

09248T109

PRBP

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

592

Dreyfus Municipal Income Inc

2912

1008291

26201R102

TGHW

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

593

Dreyfus Strategic Municipal Bond Fund Inc

3239

1008578

26202F107

NDHT

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

594

Dreyfus Strategic Municipals Inc

2603

1008037

261932107

MGTL

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

595

DTF Tax-Free Income Inc

3310

1008637

23334J107

ZSKS

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

596

DWS Municipal Income Trust

2914

1008293

23338M106

HRKB

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

597

Eaton Vance Municipal Bond Fund

79185

1089009

27827X101

BTCJ

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

598

Eaton Vance Municipal Bond Fund II

84080

1092873

27827K109

WQXC

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

599

Eaton Vance Municipal Income Trust

40312

1025957

27826U108

XMJL

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

600

Eaton Vance National Municipal Opportunities Trust

173450

1116767

27829L105

XNKY

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

601

Eaton Vance Tax-Advantaged Bond and Option Strategies Fund

183502

1119824

27829M103

ZDHX

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

602

Federated Premier Municipal Income Fund

84006

1092800

31423P108

DTBF

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

603

Invesco Municipal Premium Income Trust

3008

1008383

4.61E+106

BYSG

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

604

Invesco Quality Municipal Income Trust

3416

1008706

46133G107

KPGQ

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

605

Invesco Quality Municipal Investment Trust

3294

1008623

46133H105

HGNJ

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

606

Invesco Quality Municipal Securities

5099

1009205

46133J101

NYTW

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

607

Invesco Van Kampen Advantage Municipal Income Trust II

4351

1008988

4.61E+107

VLJL

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

608

Invesco Van Kampen Municipal Opportunity Trust

3346

1008672

46132C107

KQTQ

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

609

Invesco Van Kampen Municipal Trust

3290

1008619

46131J103

ZCFS

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

610

Invesco Van Kampen Select Sector Municipal Trust

3826

1008839

46132G108

KYJQ

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

611

Invesco Van Kampen Trust For Investment Grade Municipals

3324

1008650

46131M106

HLZJ

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

612

Managed Duration Investment Grade Municipal Fund

89300

1096949

55266X100

PHMJ

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

613

MFS Investment Grade Municipal Trust

3123

1008483

59318B108

MRJB

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

614

Nuveen Dividend Advantage Municipal Fund

42017

1026887

67066V101

ZQGH

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

615

Nuveen Dividend Advantage Municipal Fund 2

64167

1081918

67070F100

KTNK

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

616

Nuveen Dividend Advantage Municipal Fund 3

66486

1078387

67070X101

NZKC

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

617

Nuveen Enhanced Municipal Value Fund

176729

1118130

67074M101

YFWB

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

618

Nuveen Investment Quality Municipal Fund Inc

3255

1008589

6.71E+107

WQZC

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

619

Nuveen Municipal Advantage Fund Inc

3233

1008573

67062H106

MLCB

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

620

Nuveen Municipal Income Fund Inc

2721

1008129

67062J102

VGSY

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

621

Nuveen Municipal Market Opportunity Fund Inc

3238

1008577

67062W103

BSGV

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

622

Nuveen Municipal Value Fund Inc

2536

1007986

670928100

KCHC

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

623

Nuveen Performance Plus Municipal Fund Inc

3124

1008484

67062P108

HLCJ

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

624

Nuveen Premier Municipal Income Fund Inc

3315

1008642

670988104

WLSC

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

625

Nuveen Premium Income Municipal Fund 2 Inc

3401

1008693

67063W102

VSCW

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

626

Nuveen Premium Income Municipal Fund 4 Inc

3466

1008746

6706K4105

KDGQ

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

627

Nuveen Premium Income Municipal Fund Inc

2843

1008230

67062T100

MPHL

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

628

Nuveen Quality Income Municipal Fund Inc

3285

1008616

670977107

WGZC

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

629

Nuveen Select Quality Municipal Fund Inc

3281

1008612

670973106

VCKW

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

630

PIMCO Municipal Income Fund

65642

1077628

72200R107

FBPK

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

631

PIMCO Municipal Income Fund II

78239

1088276

72200W106

MSVM

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

632

PIMCO Municipal Income Fund III

81383

1090701

72201A103

SWVK

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

633

Putnam Municipal Opportunities Trust

876

1007160

746922103

KGJB

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

634

Western Asset Managed Municipals Fund

3395

1008687

95766M105

WFSC

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

635

Western Asset Municipal Partners Fund

3455

1008735

95766P108

WQTC

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

636

Invesco Insured Municipal Bond Trust

3279

1008610

46130Y101

NLHT

Insured Muni Debt Funds (Leveraged)

MIL

General & Insured Muni Debt Funds (Leveraged)

GML

Insured Muni Debt Funds (Leveraged)

MIL

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

637

Invesco Insured Municipal Income Trust

3462

1008742

46132P108

TYNL

Insured Muni Debt Funds (Leveraged)

MIL

General & Insured Muni Debt Funds (Leveraged)

GML

Insured Muni Debt Funds (Leveraged)

MIL

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

638

Invesco Insured Municipal Trust

3325

1008651

46132W103

WPSC

Insured Muni Debt Funds (Leveraged)

MIL

General & Insured Muni Debt Funds (Leveraged)

GML

Insured Muni Debt Funds (Leveraged)

MIL

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

639

Invesco Van Kampen Trust For Insured Municipals

3323

1008649

46131L108

MRNB

Insured Muni Debt Funds (Leveraged)

MIL

General & Insured Muni Debt Funds (Leveraged)

GML

Insured Muni Debt Funds (Leveraged)

MIL

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

640

Nuveen Insured Dividend Advantage Municipal Fund

75942

1086505

67071L106

CPJV

Insured Muni Debt Funds (Leveraged)

MIL

General & Insured Muni Debt Funds (Leveraged)

GML

Insured Muni Debt Funds (Leveraged)

MIL

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

641

Nuveen Insured Municipal Opportunity Fund Inc

3295

1008624

670984103

WFZC

Insured Muni Debt Funds (Leveraged)

MIL

General & Insured Muni Debt Funds (Leveraged)

GML

Insured Muni Debt Funds (Leveraged)

MIL

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

642

Nuveen Insured Premium Income Municipal Fund 2

2665

1008083

6706D8104

WSHJ

Insured Muni Debt Funds (Leveraged)

MIL

General & Insured Muni Debt Funds (Leveraged)

GML

Insured Muni Debt Funds (Leveraged)

MIL

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

643

Nuveen Insured Quality Municipal Fund Inc

3274

1008605

67062N103

HSNJ

Insured Muni Debt Funds (Leveraged)

MIL

General & Insured Muni Debt Funds (Leveraged)

GML

Insured Muni Debt Funds (Leveraged)

MIL

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

644

Nuveen Insured Tax-Free Advantage Municipal Fund

82958

1091963

670657105

QBWL

Insured Muni Debt Funds (Leveraged)

MIL

General & Insured Muni Debt Funds (Leveraged)

GML

Insured Muni Debt Funds (Leveraged)

MIL

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

645

Nuveen Premier Insured Municipal Income Fund Inc

3314

1008641

670987106

HRZJ

Insured Muni Debt Funds (Leveraged)

MIL

General & Insured Muni Debt Funds (Leveraged)

GML

Insured Muni Debt Funds (Leveraged)

MIL

General & Insured Muni Debt Funds (Leveraged)

GML

Closed-End

3

N/A

N/A

N/A

N/A

646

Nuveen Municipal Value Fund 2

126972

1115686

670695105

GTQB

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Unleveraged)

GIM

General Muni Debt Funds (Leveraged)

GML

General & Insured Muni Debt Funds (Unleveraged)

GIM

Closed-End

3

N/A

N/A

N/A

N/A